Investment Banking Business Oversight Compliance AVP

Are you a highly skilled and experienced compliance professional looking for your next challenge? Look no further than our Investment Banking Business Oversight Compliance AVP role at Barclays. As a member of our dynamic team, you will play a critical role in ensuring the integrity of our business operations by providing compliance oversight and guidance to our investment banking division. We are seeking a driven individual with a deep understanding of regulatory requirements and a strong ability to build relationships and influence at all levels. If you are ready to take your career to the next level with a leading global bank, then we want to hear from you.

1. Provide compliance oversight and guidance to the investment banking division of Barclays.
2. Ensure the integrity of business operations by staying up-to-date on all regulatory requirements and industry best practices.
3. Build and maintain strong relationships with key stakeholders at all levels within the organization.
4. Identify potential compliance risks and develop strategies to mitigate them.
5. Conduct regular audits and reviews to assess the effectiveness of the bank's compliance program.
6. Develop and implement policies and procedures to ensure compliance with all relevant laws and regulations.
7. Stay informed about industry trends and changes in regulations that may impact the bank's operations.
8. Collaborate with other compliance professionals and departments to ensure a cohesive and comprehensive compliance program.
9. Train and educate employees on compliance policies and procedures.
10. Act as a subject matter expert for compliance issues and provide guidance to other team members.
11. Handle any compliance-related incidents or violations and develop corrective actions.
12. Prepare and present compliance reports to senior management and regulatory bodies.
13. Continuously monitor and assess the effectiveness of the bank's compliance program and make recommendations for improvement.
14. Keep accurate and detailed records of compliance activities and findings.
15. Represent the bank in any regulatory inquiries or audits related to compliance matters.

According to JobzMall, the average salary range for a Investment Banking Business Oversight Compliance AVP in New York, NY, USA is between $120,000 and $180,000 per year. However, salaries can vary depending on factors such as experience, education, and company size. Some companies may also offer bonuses and other benefits as part of the compensation package. It is important to research and negotiate salary expectations with the specific company you are interested in.

Barclays plc is a British multinational investment bank and financial services company, headquartered in London. Apart from investment banking, Barclays is organised into four core businesses: personal banking, corporate banking, wealth management, and investment management.