
Equities Regulatory Risk and Control-AVP
At Barclays, we are looking for a collaborative and motivated AVP of Equities Regulatory Risk and Control to join our team. This crucial role is responsible for the development and implementation of regulatory risk and control processes across Barclays' Global Equities business.The ideal candidate for this role should possess an in-depth understanding of the financial services industry, with a focus on regulatory risk and control within the Equities space. They should have excellent leadership and communication skills, as well as the ability to work in a fast-paced and ever-changing environment.We are looking for a creative problem-solver with a passion for finding solutions to complex regulatory challenges. The AVP of Equities Regulatory Risk and Control should demonstrate a strong commitment to innovation and process improvement, as well as a dedication to delivering exceptional results.If you possess the required qualifications, are eager to take on a new challenge and make an impact, we would love to hear from you!
Bachelor's Degree In Finance
Accounting
Or Related Field
Ability To Analyze And Interpret Financial Data
+ Years Of Experience In A Related Field
Knowledge Of Finra Regulations
Knowledge Of Sec Regulations
Understanding Of Market Risk
Understanding Of Liquidity Risk
Excellent Communication And Interpersonal Skills.
Risk Management
Financial Analysis
Project Management
Data Analysis
Problem Solving
Risk Analysis
Stress testing
Business Strategy
Regulatory compliance
Client Relations
Regulatory reporting
Compliance monitoring
Equity Valuation
Processes Design
Operational Controls
Communication
Leadership
Problem Solving
Time management
Interpersonal Skills
creativity
Organization
Critical thinking
Teamwork
Adaptability
According to JobzMall, the average salary range for a Equities Regulatory Risk and Control-AVP in New York, NY, USA is $140,000 - $180,000 per year. This range can vary depending on experience, job responsibilities, and other factors.
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Barclays plc is a British multinational investment bank and financial services company, headquartered in London. Apart from investment banking, Barclays is organised into four core businesses: personal banking, corporate banking, wealth management, and investment management.

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