Barclays

Equities Regulatory Risk and Control-AVP

Barclays

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

At Barclays, we are looking for a collaborative and motivated AVP of Equities Regulatory Risk and Control to join our team. This crucial role is responsible for the development and implementation of regulatory risk and control processes across Barclays' Global Equities business.The ideal candidate for this role should possess an in-depth understanding of the financial services industry, with a focus on regulatory risk and control within the Equities space. They should have excellent leadership and communication skills, as well as the ability to work in a fast-paced and ever-changing environment.We are looking for a creative problem-solver with a passion for finding solutions to complex regulatory challenges. The AVP of Equities Regulatory Risk and Control should demonstrate a strong commitment to innovation and process improvement, as well as a dedication to delivering exceptional results.If you possess the required qualifications, are eager to take on a new challenge and make an impact, we would love to hear from you!

Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Bachelor's Degree In Finance

  • Accounting

  • Or Related Field

  • Ability To Analyze And Interpret Financial Data

  • + Years Of Experience In A Related Field

  • Knowledge Of Finra Regulations

  • Knowledge Of Sec Regulations

  • Understanding Of Market Risk

  • Understanding Of Liquidity Risk

  • Excellent Communication And Interpersonal Skills.

Required Skills
  • Risk Management

  • Financial Analysis

  • Project Management

  • Data Analysis

  • Problem Solving

  • Risk Analysis

  • Stress testing

  • Business Strategy

  • Regulatory compliance

  • Client Relations

  • Regulatory reporting

  • Compliance monitoring

  • Equity Valuation

  • Processes Design

  • Operational Controls

Soft Skills
  • Communication

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • Organization

  • Critical thinking

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Equities Regulatory Risk and Control-AVP in New York, NY, USA is $140,000 - $180,000 per year. This range can vary depending on experience, job responsibilities, and other factors.

Additional Information
Barclays is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedApril 10th, 2023
Apply BeforeJune 21st, 2025
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About Barclays

Barclays plc is a British multinational investment bank and financial services company, headquartered in London. Apart from investment banking, Barclays is organised into four core businesses: personal banking, corporate banking, wealth management, and investment management.

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