Director - India PBWM Business Oversight Compliance
Are you a seasoned compliance professional with a passion for driving business oversight and ensuring regulatory compliance? We are seeking a Director for our India PBWM Business Oversight Compliance team at Barclays. In this role, you will be responsible for overseeing the compliance program for our Private Banking and Wealth Management business in India, ensuring that all activities and processes are in line with relevant laws and regulations. This is a leadership position that requires strong communication skills and the ability to collaborate with various stakeholders to ensure a culture of compliance. If you have a strong understanding of regulatory requirements and a track record of implementing effective compliance programs, we want to hear from you. Join us at Barclays and make a positive impact on our business and clients.
- Develop and implement a comprehensive compliance program for the India PBWM business, in line with relevant laws and regulations.
- Oversee and monitor all compliance activities and processes within the India PBWM business, ensuring they are in accordance with regulatory requirements.
- Collaborate with various stakeholders, including senior management, business partners, and external regulators, to ensure a culture of compliance across the organization.
- Provide guidance and support to the PBWM business in India on compliance matters and serve as a subject matter expert on relevant regulations and industry standards.
- Conduct regular compliance risk assessments and identify potential areas of risk within the business, recommending and implementing appropriate controls and solutions.
- Keep up-to-date with regulatory developments and changes in laws and regulations that may impact the PBWM business in India, and communicate these updates to relevant stakeholders.
- Lead and manage a team of compliance professionals, providing coaching, mentoring, and development opportunities to ensure a high-performing and motivated team.
- Maintain effective relationships with internal and external auditors, and oversee the completion of compliance audits and examinations.
- Prepare and present compliance reports and updates to senior management and the Board of Directors, highlighting any significant issues or concerns.
- Foster a strong culture of compliance and ethical behavior within the organization by promoting awareness and understanding of compliance policies and procedures.
Extensive Knowledge Of Indian Regulatory Landscape: The Ideal Candidate Should Have A Deep Understanding Of The Regulatory Framework Governing The Indian Private Banking And Wealth Management Industry, Including Laws And Regulations Related To Client Onboarding, Kyc/Aml, And Data Privacy.
Strong Compliance Background: The Director Should Have A Proven Track Record Of At Least 7-10 Years In Compliance, With Experience In A Senior Role At A Financial Institution. They Should Possess A Thorough Understanding Of Compliance Risk Management And Be Able To Effectively Manage And Mitigate Risks.
Leadership Skills: As A Director, The Candidate Must Be A Strong Leader With The Ability To Motivate And Manage A Team. They Should Have Experience In Managing Cross-Functional Teams And Be Able To Drive A Culture Of Compliance And Ethical Behavior Within The Organization.
Excellent Communication And Interpersonal Skills: The Candidate Should Possess Exceptional Communication And Interpersonal Skills, As They Will Be Required To Interact With Stakeholders At All Levels, Both Internally And Externally. They Should Be Able To Clearly Articulate Complex Compliance Issues And Build Strong Relationships With Regulators And Business Partners.
Strategic Thinking And Problem-Solving Abilities: The Director Must Have Strong Analytical And Problem-Solving Skills, With The Ability To Think Strategically And Provide Practical Solutions To Complex Compliance Issues. They Should Also Be Able To Anticipate Future Compliance Challenges And Proactively Develop Strategies To Ensure The Business Remains Compliant.
Risk Management
Strategy
Communication
Leadership
Analytical Thinking
Team Building
Compliance
Problem-Solving
Stakeholder management
Governance
Legal Knowledge
Regulatory Expertise
Communication
Conflict Resolution
Customer Service
Emotional Intelligence
Leadership
Time management
creativity
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Director - India PBWM Business Oversight Compliance in Mumbai, Maharashtra, India is approximately ₹ 3,200,000 to ₹ 3,800,000 per year. This may vary based on factors such as the size and scope of the company, the individual's experience and qualifications, and the specific responsibilities of the role.
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Barclays plc is a British multinational investment bank and financial services company, headquartered in London. Apart from investment banking, Barclays is organised into four core businesses: personal banking, corporate banking, wealth management, and investment management.
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