Wells Fargo

Senior Securities Operations Representative

Wells Fargo

Charlotte, NC, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

As a Senior Securities Operations Representative at Wells Fargo, you will be an integral part of our securities operations team, responsible for providing exceptional customer service and operational support to clients. We are looking for an experienced professional with a passion for providing exceptional service and a commitment to excellence. To be successful in this role, you must possess strong communication, problem-solving, and organizational skills, as well as a deep understanding of the securities industry. If you have the qualifications and the drive to become a part of our team, we’d love to hear from you.

Responsibilities:

  1. Provide exceptional customer service to clients, including responding to queries and resolving issues in a timely and professional manner.
  2. Analyze customer problems and develop solutions to ensure quality customer service.
  3. Develop and maintain relationships with clients and ensure their satisfaction with the service received.
  4. Ensure compliance with regulations and industry best practice.
  5. Monitor and review financial documents and transactions to ensure accuracy and integrity.
  6. Prepare and process securities transactions in accordance with industry and company guidelines.
  7. Manage and reconcile accounts associated with securities operations.
  8. Monitor market conditions and identify potential trading opportunities.
  9. Develop and maintain reporting systems to track and analyze performance.
  10. Train colleagues on a range of securities operations topics.
Where is this job?
This job is located at Charlotte, NC, USA
Job Qualifications
  • Regulatory Knowledge

  • Strong Communication Skills

  • Ability To Work Independently

  • Analytical And Problem Solving Abilities

  • Proficient In Microsoft Office

  • Industry Knowledge

  • Securities Processing/Clearing Experience

  • Advanced Organizational Skills

Required Skills
  • Documentation

  • Communication

  • Compliance

  • Trading

  • Analysis

  • Problem-Solving

  • Supervision

  • Operations

  • Reconciliation

  • Attention-To-Detail

  • Proficiency

  • Risk

  • Recordkeeping

  • Settlement

  • Securities

Soft Skills
  • Communication

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • Organization

  • Critical thinking

  • collaboration

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Senior Securities Operations Representative in Charlotte, NC, USA is $45,000-75,000 per year. Salaries can vary depending on a variety of factors, such as experience, skill set, education, and the size of the company. Other factors such as job location and company benefits can also play a role in determining salary.

Additional Information
Wells Fargo is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 28th, 2023
Apply BeforeMay 22nd, 2025
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About Wells Fargo

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.

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