Wells Fargo

Senior Securities Operations Representative

Wells Fargo

St. Louis, MO, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

We’re looking for an experienced and motivated Senior Securities Operations Representative to join our team at Wells Fargo. As the Senior Securities Operations Representative, you’ll be responsible for ensuring the accuracy and compliance of the firm’s securities activities. This is a great opportunity to join a well-respected and leading financial institution.To be successful in this role, you must have a bachelor’s degree in business or finance, 5+ years of experience in securities operations and a thorough understanding of the securities industry. You should also have a keen eye for detail and excellent communication skills. The ideal candidate also has experience working with various trading systems and a strong understanding of securities regulations.If this position sounds like the right fit for you, we’d love to hear from you.

Responsibilities:

  1. Ensure the accuracy and compliance of the firm’s securities activities.
  2. Monitor and analyze trading systems and ensure compliance with applicable securities regulations.
  3. Maintain and update securities records and databases.
  4. Answer inquiries and provide advice on securities operations.
  5. Troubleshoot and resolve operational issues related to securities operations.
  6. Develop and implement policies and procedures that support the firm’s securities activities.
  7. Monitor the performance and accuracy of securities operations.
  8. Assist with the development and maintenance of internal controls.
  9. Identify and recommend improvements to securities operations processes.
  10. Analyze and report on the effectiveness of securities operations.
Where is this job?
This job is located at St. Louis, MO, USA
Job Qualifications
  • Ability To Work Independently And As Part Of A Team

  • Excellent Communication And Interpersonal Skills

  • Proficiency In Ms Office Applications

  • Strong Problem Solving And Analytical Skills

  • Knowledge Of Financial Instruments

  • Understanding Of Financial Regulations

  • Proven Experience In Securities Operations

  • Ability To Multi-Task And Prioritize Work Efficiently

Required Skills
  • Documentation

  • Risk Management

  • Banking

  • Security

  • Reporting

  • Compliance

  • Trading

  • Escrow

  • Reconciliations

  • Regulatory

  • Financial

  • Investment Banking

  • Settlements

  • Custody

  • Brokerage

Soft Skills
  • Communication

  • Leadership

  • Time management

  • Interpersonal Skills

  • creativity

  • Critical thinking

  • Organizational skills

  • collaboration

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Senior Securities Operations Representative in St. Louis, MO, USA is between $50,000 and $90,000. This range may vary depending on experience, skills, and employer.

Additional Information
Wells Fargo is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 28th, 2023
Apply BeforeAugust 19th, 2025
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About Wells Fargo

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.

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