Wells Fargo

Senior Lead Control Management Officer - Equity Derivatives Trading

Wells Fargo

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Wells Fargo is looking for an experienced, talented, and motivated Senior Lead Control Management Officer - Equity Derivatives Trading to join our team. This is an excellent opportunity for a talented individual to lead a team of professionals in a fast-paced and innovative environment.In this role, you will be responsible for managing the controls process for Equity Derivatives Trading at Wells Fargo. You will be a key contributor to the control environment, developing and implementing best practice processes and procedures to ensure compliance with regulations and policies. You must be able to analyze complex trading strategies, identify potential risks, and develop mitigating strategies.The ideal candidate for this role is a creative problem solver with a strong background in Equity Derivatives Trading and Controls. You must possess excellent communication and interpersonal skills, as well as the ability to engage with stakeholders at all levels.Required Qualifications:* Bachelor's degree in finance, economics, accounting, or a related discipline* 5+ years' experience in Equity Derivatives Trading* Previous experience in a control environment* Strong knowledge of financial markets and regulatory requirements* Outstanding problem-solving and organizational skills* Ability to work in a fast-paced environment and manage multiple tasks simultaneously* Excellent written and verbal communication skills

Responsibilities:

  1. Develop and implement best practices, processes, and procedures to ensure compliance with regulations and policies for Equity Derivatives Trading.
  2. Analyze complex trading strategies and identify potential risks.
  3. Develop mitigating strategies for identified risks.
  4. Engage with stakeholders at all levels to ensure compliance with regulations and policies.
  5. Keep up-to-date with financial markets and regulatory requirements.
  6. Maintain a fast-paced and innovative environment.
  7. Manage multiple tasks simultaneously.
  8. Provide excellent written and verbal communication.
  9. Ensure compliance with internal control environment requirements.
  10. Monitor and report on control activities.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Economics

  • Bachelor's Degree In Finance

  • Accounting Or Related Field

  • Excellent

  • Minimum Of Years Of Experience In The Securities

  • Derivatives

  • Or Related Financial Services Industry

  • Comprehensive Understanding Of Equity Derivatives Trading

  • Proven Track Record Of Successful Management Of Trading Activities

  • Ability To Develop And Maintain Strong Relationships With Key Stakeholders And Clients

  • Proficiency In Financial Analysis And Risk Management

Required Skills
  • Risk Management

  • Strategic Planning

  • Project Management

  • Contract Negotiation

  • Business Development

  • Financial Modeling

  • Relationship Building

  • Portfolio Management

  • Team Leadership

  • Critical Analysis

  • Risk Mitigation

  • Regulatory compliance

  • Trading

  • Market analysis

  • Equity Derivatives

Soft Skills
  • Communication

  • Interpersonal

  • Leadership

  • Time management

  • creativity

  • Critical thinking

  • collaboration

  • Adaptability

  • Problem-Solving

  • Organizational

Compensation

According to JobzMall, the average salary range for a Senior Lead Control Management Officer - Equity Derivatives Trading in New York, NY, USA is between $125,000 and $158,000 per year. This salary range may be higher or lower depending on the company, the size of the department, and the individual's experience and qualifications.

Additional Information
Wells Fargo is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 28th, 2023
Apply BeforeApril 11th, 2026
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About Wells Fargo

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.

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