Wells Fargo

Lead Compliance Officer

Wells Fargo

Charlotte, NC, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

As Wells Fargo's Lead Compliance Officer, you will be responsible for leading and managing a team of Compliance Officers to ensure the bank's compliance with federal regulations and internal policies. This is a highly visible role and integral to the success of the business. The ideal candidate will have a proven track record in a similar role, with an understanding of the regulatory environment and a commitment to developing best practice compliance processes. You will have excellent leadership, communication, and organizational skills, as well as an ability to quickly identify and address gaps in compliance. You will be a strategic thinker who is able to develop and deliver solutions that are tailored to the needs of the business.We are looking for a dynamic and driven individual who is passionate about contributing to the success of Wells Fargo and the compliance of its operations. If you are an experienced compliance professional, with the necessary skills and experience, we would love to hear from you.

Responsibilities:

  1. Lead and manage a team of Compliance Officers to ensure the bank's compliance with federal regulations and internal policies.
  2. Develop and implement best practice compliance processes.
  3. Quickly identify and address compliance gaps.
  4. Develop and deliver tailored solutions to meet the needs of the business.
  5. Provide strategic thinking and planning to support the success of Wells Fargo.
  6. Monitor and ensure adherence to internal policies.
  7. Maintain knowledge of the regulatory environment and industry best practices.
  8. Develop and maintain relationships with key stakeholders.
  9. Provide guidance and support to team members.
  10. Report regularly on compliance activities.
Where is this job?
This job is located at Charlotte, NC, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Economics

  • Ability To Work Independently And Collaboratively

  • Bachelor's Degree In Finance

  • Accounting

  • Strong Organizational And Analytical Skills

  • A Thorough Understanding Of Applicable Laws And Regulations

  • Comprehensive Knowledge Of The Principles Of Corporate Governance And Risk Management

  • Proven Ability To Handle Multiple Tasks And Prioritize Work

  • Proven Conflict Resolution And Negotiation Skills

  • Business Law Or A Related Field

Required Skills
  • Documentation

  • Banking

  • Training

  • Communication

  • Management

  • customer service

  • Reporting

  • Audit

  • Compliance

  • Analysis

  • Legal

  • Regulation

  • Risk

  • Policies

  • Investigations

Soft Skills
  • Communication

  • Leadership

  • Time management

  • Interpersonal Skills

  • Organization

  • Critical thinking

  • Creative Thinking

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Lead Compliance Officer in Charlotte, NC, USA is $80,000 to $120,000 per year. This range is based on experience, qualifications, and the specific job requirements.

Additional Information
Wells Fargo is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 28th, 2023
Apply BeforeMay 10th, 2026
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About Wells Fargo

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.

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