Lead Compliance Officer

At Wells Fargo, we are looking for an experienced Lead Compliance Officer to ensure that our business operations are in full compliance with federal regulations and industry standards. The ideal candidate will have the skillset, knowledge, and experience to provide oversight and guidance to the Compliance team, while also performing a variety of duties to maintain compliance.The successful candidate will possess a Bachelor's degree in a related field, with at least 7 years of experience in a compliance role. They should also demonstrate a comprehensive understanding of federal regulations, have excellent organizational skills, and be able to communicate and collaborate effectively with different departments. A Certified Regulatory Compliance Manager (CRCM) certification is preferred.If you are an experienced professional looking to make a difference in a mission-driven organization, then this is the perfect opportunity for you!

Responsibilities:

1. Oversee and provide guidance to the Compliance team in order to ensure that all business operations are in full compliance with federal regulations and industry standards.
2. Research and analyze federal regulations and industry standards to ensure full compliance.
3. Develop, implement, and maintain compliance policies and procedures.
4. Monitor and assess compliance program effectiveness.
5. Identify and mitigate potential compliance risks.
6. Prepare and present compliance-related reports to upper management.
7. Provide training and guidance to staff members on compliance-related matters.
8. Participate in audits, investigations, and other compliance-related activities.
9. Maintain communication and collaborate effectively with different departments.
10. Respond to inquiries from regulatory bodies and other stakeholders.

According to JobzMall, the average salary range for a Lead Compliance Officer in Chandler, AZ, USA is $78,500 to $104,900 per year. This range is based on the salary data provided by employers in the area. It is important to note that salary ranges can vary significantly depending on experience, qualifications, and other factors.

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.