Lead Compliance Officer

Wells Fargo is looking for an experienced Lead Compliance Officer to join our team. This individual will be responsible for ensuring compliance with applicable laws and regulations and will serve as the primary contact for regulatory inquiries and exams. The ideal candidate will have a deep knowledge of the financial services industry, an understanding of compliance principles, and the ability to develop and maintain relationships with key stakeholders. They should also possess excellent communication, problem-solving, and decision-making skills. If you have a commitment to excellence and an enthusiasm for the work we do, we invite you to apply today.

Responsibilities:

1. Develop and implement compliance policies and procedures to ensure adherence to applicable laws and regulations.
2. Serve as the primary contact for all regulatory inquiries and exams.
3. Monitor and review all regulatory changes and ensure compliance.
4. Analyze and interpret financial data to assess compliance risks.
5. Develop and maintain relationships with key stakeholders, including regulators, customers, and colleagues.
6. Maintain up-to-date knowledge of the financial services industry.
7. Identify potential areas of risk and provide guidance on remediation.
8. Prepare reports and other documents for management and regulators.
9. Monitor and investigate compliance-related issues.
10. Provide advice and training to colleagues on compliance matters.

According to JobzMall, the average salary range for a Lead Compliance Officer in St. Louis, MO, USA is $78,966 - $111,082. The salary will depend on experience, qualifications, and the company offering the position.

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.