
Counsel - Wealth & Investment Management
Wells Fargo is seeking an experienced and customer-focused Counsel - Wealth & Investment Management (WIM) to provide legal advice and services to our Wealth and Investment Management business. This individual will be responsible for partnering with WIM business leaders to drive key strategies and initiatives with a focus on providing legal advice on a broad range of legal and regulatory issues impacting the business.The ideal candidate should have a Juris Doctor degree and admission to a state bar, as well as at least five years of experience in a law firm or in-house legal department, with a focus on securities and/or banking law. In addition, the candidate should have a working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, and the relevant rules and regulations of the SEC and FINRA.The successful candidate will be a strong team player with a customer-centric focus and an ability to provide sound legal advice in a fast-paced environment. They should also have excellent communication and interpersonal skills, as well as the ability to work collaboratively with WIM stakeholders to meet their objectives.
Proficient In Microsoft Office Suite
Etc)
Cfp
Financial Industry Knowledge
Investment And Portfolio Management Knowledge
Regulatory And Compliance Knowledge
Excellent Communications And Interpersonal Skills
Ability To Establish And Maintain Long-Term Client Relationships
Demonstrated Analytical And Problem-Solving Skills
Professional Certifications (Cfa
Wealth Management Experience
Risk Management
Financial Planning
Analytical Thinking
Compliance
Cash flow analysis
Portfolio Management
Market analysis
Client Relations
wealth management
Asset allocation
Retirement planning
Estate Planning
Regulatory Knowledge
Tax Planning
Investment Strategies
Communication
Decision Making
Leadership
Problem Solving
Time management
Interpersonal Skills
creativity
Organization
Teamwork
Adaptability
According to JobzMall, the average salary range for a Counsel - Wealth & Investment Management in New York, NY, USA is $80,000 - $125,000. This range may vary depending on a variety of factors, such as the individual's experience, qualifications, and the specific job role.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.

Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started