Compliance Specialist Conduct Risk Oversight

Oversee the Front Line's execution and challenges appropriately on compliance related decisions. Provide oversight and monitoring of risk-based compliance programs. Develop and oversee standards. Provide subject matter expertise with comprehensive knowledge of business and functional area. Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area. Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management. Provide direction to the business on developing corrective action plans and effectively managing regulatory change. Provide compliance risk expertise. Consult for projects and initiatives with moderate risk for a business line. Identify and recommend opportunities for process improvement and risk control development. Provide direction to the business on developing corrective action plans and effectively managing regulatory change.

According to JobzMall, the average salary range for a Compliance Specialist Conduct Risk Oversight in 250 E John W Carpenter Fwy, Irving, TX 75062, USA is between $60,000 and $95,000 per year. The job description typically includes developing and implementing compliance policies and procedures, conducting risk assessments, monitoring regulatory developments, and providing guidance and advice to ensure compliance with applicable laws, regulations, and policies. The job may also include preparing compliance reports, monitoring and evaluating compliance systems, and auditing compliance processes.

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.