Compliance Specialist

Welcome to Wells Fargo, where we strive to uphold the highest standards of compliance and ethical practices. We are currently seeking a skilled and dedicated Compliance Specialist to join our team and help ensure that our organization operates in accordance with all applicable laws and regulations. Our ideal candidate is a detail-oriented individual with a strong understanding of compliance requirements and a passion for promoting a culture of integrity. If you are looking for a challenging and rewarding role in a reputable company, we encourage you to apply for this exciting opportunity.

1. Develop and maintain a comprehensive understanding of all relevant laws, regulations, and industry standards related to compliance.
2. Conduct regular audits and reviews to assess the organization's compliance with applicable laws and regulations.
3. Collaborate with various teams across the organization to identify potential areas of non-compliance and develop solutions to mitigate risk.
4. Advise and provide guidance to management and employees on compliance matters.
5. Monitor and review internal policies and procedures to ensure they align with regulatory requirements.
6. Stay updated on changes in laws and regulations and communicate any updates to relevant stakeholders.
7. Respond to inquiries and investigations from regulatory agencies.
8. Develop and deliver compliance training programs to promote a culture of compliance and ethical practices.
9. Conduct investigations and implement corrective actions as needed to address compliance issues.
10. Prepare and submit required reports to regulatory agencies in a timely and accurate manner.
11. Develop and maintain relationships with external auditors and regulatory agencies.
12. Stay informed about industry best practices and proactively identify opportunities for improvement in the organization's compliance processes.
13. Maintain accurate and organized records of compliance activities and findings.
14. Continuously monitor and assess the effectiveness of the organization's compliance program and make recommendations for improvement.
15. Uphold the organization's values and code of conduct, promoting a culture of integrity and ethical behavior.

According to JobzMall, the average salary range for a Compliance Specialist in West Des Moines, IA, USA is $48,000-$70,000 per year. This can vary depending on experience, education, and specific job duties.

Wells Fargo & Co. is a bank holding company that engages in the provision of banking, insurance, investments, mortgage, and consumer and commercial finance. It operates through the following segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. The Community Banking segment offers investment management and other services to retail customers and securities brokerage and provides financial products and services to consumers and small businesses.