Senior Director, Enterprise Compliance

Welcome to Vanguard! We are a leading investment management company dedicated to providing our clients with the best financial solutions and services. We are currently seeking a dynamic and experienced Senior Director, Enterprise Compliance to join our team. In this role, you will be responsible for leading and overseeing our enterprise-wide compliance programs to ensure that we meet all regulatory and ethical standards. We are looking for an individual who is passionate about compliance, has strong leadership skills, and is committed to upholding our company's values and principles. If you are a driven and detail-oriented compliance professional with a proven track record of success, we want to hear from you. Join us and be a part of our mission to help our clients achieve their financial goals with integrity and excellence.

1. Develop and implement comprehensive compliance strategies and policies to ensure adherence to all applicable regulations and ethical standards across the company.
2. Oversee and lead a team of compliance professionals to ensure efficient and effective execution of compliance programs.
3. Collaborate with various departments and teams to assess and mitigate compliance risks and provide guidance on compliance-related matters.
4. Conduct regular audits and reviews to identify any potential compliance issues and implement corrective actions as needed.
5. Keep up-to-date with all regulatory changes and emerging compliance trends and communicate relevant information to key stakeholders.
6. Foster a culture of compliance within the company by promoting ethical behavior and ensuring all employees are aware of their compliance responsibilities.
7. Develop and deliver compliance training programs for employees at all levels to increase awareness and understanding of compliance requirements.
8. Review and approve marketing materials, contracts, and other company communications to ensure compliance with regulatory and ethical standards.
9. Serve as the main point of contact for regulatory agencies and external auditors and manage all compliance-related inquiries and investigations.
10. Regularly report on compliance activities and results to senior management and the Board of Directors.
11. Continuously monitor and assess the effectiveness of compliance programs and make recommendations for improvements as necessary.
12. Maintain a strong knowledge of industry best practices and proactively identify opportunities to enhance compliance processes and procedures.
13. Foster a positive and collaborative working environment within the compliance team and across the organization.

According to JobzMall, the average salary range for a Senior Director, Enterprise Compliance in Malvern, PA 19355, USA is $150,000-$180,000 per year. This can vary depending on factors such as the size and industry of the company, the individual's experience and qualifications, and the specific responsibilities and duties of the role.

The Vanguard Group, Inc. is an American registered investment advisor based in Malvern, Pennsylvania, with about $7.7 trillion in global assets under management, as of April 2023. It is the largest provider of mutual funds and the second-largest provider of exchange-traded funds in the world after BlackRock's iShares.