
Senior Compliance Director, Anti-Money Laundering (AML) Compliance
Are you a seasoned compliance professional with a strong background in anti-money laundering (AML) regulations? Do you thrive in a fast-paced, dynamic environment where you can use your expertise to drive impactful change? If so, we have an exciting opportunity for you as the Senior Compliance Director, AML Compliance at Vanguard.As the Senior Compliance Director, you will play a critical role in ensuring Vanguard's compliance with global AML regulations and protecting our clients' assets. You will lead a team of compliance professionals and collaborate with cross-functional teams to develop and maintain effective AML policies and procedures. We are seeking a candidate who is highly knowledgeable about AML laws and regulations, possesses excellent leadership skills, and has a passion for promoting a culture of compliance. If this sounds like you, we encourage you to apply for this key position at Vanguard.
- Develop and maintain a comprehensive understanding of global AML regulations and ensure Vanguard's compliance with them
- Lead and manage a team of compliance professionals, providing guidance, training, and support as needed
- Collaborate with cross-functional teams, including Legal, Risk Management, and Operations, to develop and implement effective AML policies and procedures
- Monitor and assess the effectiveness of AML compliance programs and make recommendations for improvements
- Conduct regular risk assessments and implement risk mitigation strategies to proactively address potential AML risks
- Stay updated on industry developments and best practices to ensure Vanguard's AML compliance program remains current and effective
- Serve as a subject matter expert and provide guidance to internal stakeholders on AML regulations and compliance requirements
- Foster a culture of compliance within the organization by promoting awareness and understanding of AML regulations and the importance of compliance
- Collaborate with regulators and other external parties as needed to address AML-related inquiries and audits
- Conduct internal investigations and take appropriate actions in response to potential AML violations
- Prepare and present reports on AML compliance to senior management and regulatory bodies as required.
Extensive Knowledge Of Aml Regulations And Compliance Requirements: The Senior Compliance Director Should Have A Deep Understanding Of Aml Regulations, Laws And Industry Standards, Such As The Bank Secrecy Act (Bsa) And Usa Patriot Act.
Proven Experience In Developing And Implementing Aml Compliance Programs: This Role Requires A Strong Track Record Of Successfully Designing And Implementing Aml Compliance Programs In A Large Financial Institution.
Strong Analytical And Problem-Solving Skills: The Senior Compliance Director Must Possess Strong Analytical Skills To Identify Potential Aml Risks And Develop Effective Risk Management Strategies.
Excellent Communication And Leadership Abilities: This Position Involves Working Closely With Various Internal Teams, External Stakeholders And Regulatory Agencies. The Ideal Candidate Should Have Excellent Communication And Leadership Skills To Effectively Manage These Relationships.
Relevant Certifications And Education: A Bachelor's Or Master's Degree In Finance, Law, Or A Related Field Is Typically Required For This Role. In Addition, Certifications Such As Certified Anti-Money Laundering Specialist (Cams) Or Certified Financial Crime Specialist (Cfcs) Are Highly Desirable.
Risk Management
Data Analysis
Regulatory compliance
Due Diligence
Fraud prevention
Policy Development
Financial Crimes
Sanctions
Training And Education
Internal Investigations
Audit And Monitoring
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Compliance Director, Anti-Money Laundering (AML) Compliance in Malvern, PA 19355, USA is $145,000 - $190,000 per year. However, this can vary depending on factors such as the size and industry of the company, the individual's experience and qualifications, and the specific responsibilities of the role.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
The Vanguard Group, Inc. is an American registered investment advisor based in Malvern, Pennsylvania, with about $7.7 trillion in global assets under management, as of April 2023. It is the largest provider of mutual funds and the second-largest provider of exchange-traded funds in the world after BlackRock's iShares.

Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started