Head of Ethics and Conduct Compliance

At Vanguard, we strive to uphold the highest ethical standards in all aspects of our business. As the Head of Ethics and Conduct Compliance, you will play a crucial role in ensuring that our company operates with integrity and in compliance with all laws and regulations. We are seeking a driven and experienced individual who is passionate about promoting a culture of ethics and accountability. If you have a strong background in compliance, a deep understanding of ethical principles, and the ability to lead and influence others, we encourage you to apply for this key leadership position.

1. Develop and maintain a comprehensive ethics and conduct compliance program for the company.
2. Stay up-to-date with all laws, regulations, and industry standards related to ethics and conduct compliance.
3. Conduct regular risk assessments and identify potential areas of non-compliance.
4. Develop and implement policies, procedures, and training programs to promote ethical behavior and ensure compliance.
5. Serve as the main point of contact for all ethics and conduct compliance matters, providing guidance and support to employees at all levels of the organization.
6. Investigate and address any reported or suspected violations of company policies or ethical standards.
7. Collaborate with cross-functional teams, including legal, human resources, and finance, to ensure alignment and consistency in compliance efforts.
8. Monitor and evaluate the effectiveness of the ethics and conduct compliance program and make recommendations for improvement.
9. Provide regular reports to senior management and the Board of Directors on the company's compliance efforts and any identified areas of concern.
10. Maintain a strong understanding of emerging trends and best practices in ethics and conduct compliance and incorporate them into the company's program.
11. Lead by example and foster a culture of ethics and accountability throughout the organization.
12. Mentor and train employees on ethical principles and compliance requirements.
13. Develop and maintain relationships with external stakeholders, such as regulators and industry associations, to stay informed on industry developments and best practices.
14. Act as a trusted advisor and resource for employees seeking guidance on ethical issues or compliance concerns.
15. Ensure that all company operations, policies, and procedures align with the company's values and ethical standards.

According to JobzMall, the average salary range for a Head of Ethics and Conduct Compliance in Charlotte, NC, USA is $140,000 to $200,000 per year. However, this can vary depending on the specific company, industry, and level of experience of the individual. Some companies may offer higher salaries for this role, and some individuals may have higher levels of experience or specialized skills that can command a higher salary.

The Vanguard Group, Inc. is an American registered investment advisor based in Malvern, Pennsylvania, with about $7.7 trillion in global assets under management, as of April 2023. It is the largest provider of mutual funds and the second-largest provider of exchange-traded funds in the world after BlackRock's iShares.