Business Controls Oversight Analyst

Are you a highly analytical and detail-oriented individual looking for a challenging and rewarding career opportunity at a top financial institution? Vanguard is seeking a Business Controls Oversight Analyst to join our dynamic team. As an integral member of our Business Controls team, you will play a critical role in ensuring the integrity and effectiveness of our internal controls and risk management processes. If you have a strong understanding of operational risk and compliance principles, exceptional problem-solving skills, and a passion for continuous improvement, we want to hear from you! Join us in our mission to empower investors around the world and make a difference in the financial services industry.

1. Conduct regular reviews and assessments of internal controls and risk management processes to ensure compliance with regulatory requirements and industry standards.
2. Identify potential areas of risk and recommend effective control measures to mitigate those risks.
3. Collaborate with various departments and teams to develop and implement control processes and procedures.
4. Monitor and track control deficiencies and work with management to develop and implement remediation plans.
5. Perform gap analyses and identify opportunities for process improvements and streamlining.
6. Keep up-to-date with industry trends and regulatory changes to ensure compliance and make recommendations for necessary adjustments to internal controls.
7. Communicate control findings and recommendations to management and stakeholders in a clear and concise manner.
8. Develop and maintain documentation of control processes and procedures.
9. Train and educate employees on control processes, procedures, and best practices.
10. Participate in cross-functional projects and initiatives related to risk management and compliance.
11. Assist with audits and examinations conducted by external regulatory agencies.
12. Collaborate with other members of the Business Controls team to ensure consistency and best practices across the organization.
13. Identify and report potential fraudulent activities to appropriate parties.
14. Act as a resource and provide guidance to other employees on control-related matters.
15. Continuously evaluate and improve internal controls and risk management processes to ensure efficiency and effectiveness.

According to JobzMall, the average salary range for a Business Controls Oversight Analyst in Charlotte, NC, USA is between $62,000 to $90,000. This range can vary depending on factors such as experience, education, and the specific company or industry the analyst is working in. Additionally, bonuses and benefits may also be included in the total compensation package.

The Vanguard Group, Inc. is an American registered investment advisor based in Malvern, Pennsylvania, with about $7.7 trillion in global assets under management, as of April 2023. It is the largest provider of mutual funds and the second-largest provider of exchange-traded funds in the world after BlackRock's iShares.