
Client Onboarding Analyst
Review of new counterparties to ensure all pre-trade documentation is received and completed we well as ongoing maintenance of existing counterparties. Facilitate the regulatory onboarding of new derivative and FX counterparties in an efficient, compliant and client-centric manner. Liaise with various teams across functions to ensure pre-trade compliance (legal, operations, compliance, etc.). Coordinate with client and sales to obtain required onboarding documentation. Manage electronic and paper onboarding processes to ensure regulatory compliance. Facilitate ISDA protocol Adherence Letter and Questionnaires. Proactively seek out opportunities to learn and understand how applicable regulations affect GMDA’s regulatory obligations and the way in which business is carried out. Support ongoing regulatory and strategic initiatives within the Onboarding space. Prepare and distribute daily, weekly, and quarterly onboarding reports.
Minimum of 2 years of Banking industry experience, external consulting (financial services).
Ability to operate in a fast-paced environment and provide support to Sales / Trading
Previous experience with derivative regulations or Foreign Exchange/Interest Rate Derivatives a plus.
Basic understanding of the Dodd-Frank CFTC Swap Dealer requirements
MS Access
SharePoint
Analytical skills (data driven)
Effective Time Management
Advanced Excel (vlookup, pivot tables, formulas, macros)
Driven and self-motivated
Communication Skills
Adaptability
Problem Solving Skills
Detail Oriented and Organized
Multi tasker
According to JobzMall, the average salary range for a Client Onboarding Analyst in 615 S College St, Charlotte, NC 28202, USA is $43,000-$67,000 per year. The salary range is based on the experience level and qualifications of the applicant.
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MUFG Union Bank is an American full-service bank with 398 branches in California, Washington and Oregon which is wholly owned by MUFG Bank.

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