Union Bank

Client Onboarding Analyst

Union Bank

615 S College St, Charlotte, NC 28202, USA
Full-TimeDepends on ExperienceEntry LevelAssociate
Job Description

Review of new counterparties to ensure all pre-trade documentation is received and completed we well as ongoing maintenance of existing counterparties. Facilitate the regulatory onboarding of new derivative and FX counterparties in an efficient, compliant and client-centric manner. Liaise with various teams across functions to ensure pre-trade compliance (legal, operations, compliance, etc.). Coordinate with client and sales to obtain required onboarding documentation. Manage electronic and paper onboarding processes to ensure regulatory compliance. Facilitate ISDA protocol Adherence Letter and Questionnaires. Proactively seek out opportunities to learn and understand how applicable regulations affect GMDA’s regulatory obligations and the way in which business is carried out. Support ongoing regulatory and strategic initiatives within the Onboarding space. Prepare and distribute daily, weekly, and quarterly onboarding reports.

Where is this job?
This job is located at 615 S College St, Charlotte, NC 28202, USA
Job Qualifications
  • Minimum of 2 years of Banking industry experience, external consulting (financial services).

  • Ability to operate in a fast-paced environment and provide support to Sales / Trading

  • Previous experience with derivative regulations or Foreign Exchange/Interest Rate Derivatives a plus.

  • Basic understanding of the Dodd-Frank CFTC Swap Dealer requirements

Required Skills
  • MS Access

  • SharePoint

  • Analytical skills (data driven)

  • Effective Time Management

  • Advanced Excel (vlookup, pivot tables, formulas, macros)

Soft Skills
  • Driven and self-motivated

  • Communication Skills

  • Adaptability

  • Problem Solving Skills

  • Detail Oriented and Organized

  • Multi tasker

Compensation

According to JobzMall, the average salary range for a Client Onboarding Analyst in 615 S College St, Charlotte, NC 28202, USA is $43,000-$67,000 per year. The salary range is based on the experience level and qualifications of the applicant.

Additional Information
Union Bank is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedJanuary 18th, 2022
Apply BeforeSeptember 18th, 2025
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About Union Bank

MUFG Union Bank is an American full-service bank with 398 branches in California, Washington and Oregon which is wholly owned by MUFG Bank.

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