
Senior Auditor - Regulatory Compliance
Welcome to U.S. Bank Corp, where we are committed to being the most trusted and respected financial institution in the country. We are currently seeking a highly skilled and experienced Senior Auditor to join our team and oversee regulatory compliance efforts. In this role, you will play a crucial part in ensuring that our organization is in compliance with all relevant laws and regulations. We are looking for a detail-oriented individual with a strong understanding of auditing principles and regulatory requirements. If you are a driven and dedicated professional who is passionate about promoting ethical and compliant practices, we encourage you to apply for this exciting opportunity.
- Conduct thorough audits of the organization's operations, processes, and procedures to ensure compliance with relevant laws and regulations.
- Develop and implement internal audit plans to assess the organization's compliance with regulatory requirements.
- Identify potential areas of risk and make recommendations for improvement to enhance compliance efforts.
- Collaborate with department heads and team members to develop and maintain effective controls and processes for compliance monitoring.
- Stay up-to-date with changes in laws and regulations that may impact the organization's operations and advise on necessary actions to maintain compliance.
- Review and analyze audit findings, present recommendations to management, and assist with the implementation of corrective actions.
- Conduct training sessions for employees on compliance matters and promote a culture of ethical and compliant practices within the organization.
- Prepare audit reports and communicate audit findings to senior management and relevant regulatory bodies.
- Maintain and update internal audit policies and procedures to reflect regulatory changes and best practices.
- Represent the organization in meetings with regulatory agencies and respond to any inquiries or requests for information.
- Supervise and mentor junior auditors to ensure quality and accuracy in their work.
- Uphold the organization's values and code of conduct in all interactions and activities.
Bachelor's Degree In Accounting, Finance, Or A Related Field.
Minimum Of 5 Years Of Auditing Experience, Preferably In The Financial Services Industry.
Extensive Knowledge Of Regulatory Compliance Requirements, Including But Not Limited To, Sox, Dodd-Frank Act, And Fdic Regulations.
Strong Analytical And Problem-Solving Skills, With The Ability To Identify And Assess Potential Compliance Risks.
Excellent Communication And Interpersonal Skills, With The Ability To Effectively Communicate Complex Regulatory Requirements To Various Stakeholders.
Communication Skills
Data Analysis
Team Management
Attention to detail
Analytical Thinking
Report Writing
Internal controls
Risk assessment
Compliance monitoring
Audit planning
Regulatory Knowledge
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Auditor - Regulatory Compliance in Charlotte, NC, USA is between $80,000 and $120,000 per year. This can vary depending on factors such as the specific company, the individual's level of experience, and additional qualifications or certifications.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
U.S. Bancorp is an American bank holding company based in Minneapolis, Minnesota, and incorporated in Delaware. It is the parent company of U.S. Bank National Association, which is the 7th largest bank in the United States.

Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started
