Business Unit Compliance Analyst

Are you passionate about ensuring ethical and compliant practices within a thriving business unit? Do you have a keen eye for detail and a knack for identifying potential risks? If so, we have an exciting opportunity for you to join our team as a Business Unit Compliance Analyst at Regions Financial Co.In this role, you will play a crucial role in evaluating the effectiveness of our compliance policies and procedures within a specific business unit. You will partner with various stakeholders to assess and mitigate potential risks, while also providing guidance and training to promote a culture of compliance.To excel in this position, you must have a strong understanding of regulatory requirements and possess excellent analytical and communication skills. A bachelor's degree in business, finance, or a related field is required, along with a minimum of 3 years of experience in compliance or risk management.If you are ready to make a meaningful impact and contribute to the success of our business, we invite you to apply for this exciting opportunity. Join our team at Regions Financial Co. and help us maintain our commitment to ethical and compliant practices.

1. Conduct regular assessments of the business unit's compliance policies and procedures to ensure they align with regulatory requirements and company standards.
2. Identify potential risks and work with stakeholders to develop and implement effective risk mitigation strategies.
3. Provide guidance and training to employees within the business unit to promote a culture of compliance and ethical practices.
4. Stay updated on industry regulations and changes to ensure the business unit is in compliance at all times.
5. Collaborate with cross-functional teams to address any compliance issues or concerns and develop solutions.
6. Analyze data and reports to identify trends and areas for improvement in compliance processes.
7. Communicate compliance updates and changes to relevant stakeholders within the business unit.
8. Conduct internal audits and investigations to ensure compliance is being upheld.
9. Create reports and presentations to communicate compliance status and recommendations to senior management.
10. Serve as a subject matter expert on compliance matters and provide guidance to other team members as needed.
11. Maintain accurate records and documentation related to compliance activities.
12. Continuously evaluate and improve compliance processes and procedures to enhance efficiency and effectiveness.
13. Collaborate with external auditors and regulatory agencies as needed.
14. Adhere to company policies and procedures while maintaining a high level of confidentiality.
15. Attend training and professional development opportunities to stay current on compliance best practices and industry standards.

According to JobzMall, the average salary range for a Business Unit Compliance Analyst in Charlotte, NC, USA is $60,000 - $80,000 per year. However, the actual salary may vary based on factors such as the specific company, experience level, and additional skills or certifications.

Regions Financial Corporation is a bank holding company headquartered in the Regions Center in Birmingham, Alabama. The company provides retail banking and commercial banking, trust, stockbrokerage, and mortgage services.