
Auditor - Consumer & Compliance
Welcome to Regions Financial Co., where we pride ourselves on providing exceptional financial services to our customers. We are currently seeking an experienced Auditor - Consumer & Compliance to join our team and help ensure that our consumer and compliance practices are in line with industry standards and regulations. As an auditor, you will play a crucial role in identifying and addressing any potential risks or issues within our processes, ultimately safeguarding the interests of our customers. If you have a keen eye for detail, strong analytical skills, and a passion for ensuring compliance, we would love to have you on our team. Keep reading for more information on this exciting opportunity.
- Conduct audits of consumer and compliance practices to ensure adherence to industry standards and regulations.
- Identify potential risks and issues within current processes and make recommendations for improvement.
- Collaborate with various departments to develop and implement corrective actions and preventative measures.
- Stay up-to-date on industry regulations and best practices to ensure compliance.
- Prepare detailed reports and presentations to communicate audit findings and recommendations to management.
- Develop and maintain audit procedures and checklists to ensure thorough and consistent evaluations.
- Conduct periodic reviews of policies and procedures to ensure alignment with current regulations.
- Communicate effectively with team members and stakeholders to address and resolve any compliance concerns.
- Maintain accurate and organized records of audit findings and actions taken.
- Continuously monitor and evaluate the effectiveness of internal controls and compliance measures.
Bachelor's Degree In Accounting, Finance, Or Related Field
Certified Public Accountant (Cpa) Or Certified Internal Auditor (Cia) Designation
Minimum Of 3-5 Years Of Experience In Consumer And Compliance Auditing, Preferably In The Financial Services Industry
Knowledge Of Relevant Laws, Regulations, And Industry Standards Related To Consumer And Compliance Issues
Strong Analytical Skills And Attention To Detail, With The Ability To Identify And Assess Potential Risks And Deficiencies In Internal Controls
Documentation
Risk Management
Communication
Time Management
Attention to detail
Auditing
Reporting
Compliance
Teamwork
Analysis
Problem-Solving
Investigation
Ethics
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Auditor - Consumer & Compliance in Birmingham, AL, USA is $49,000 - $95,000 per year. This range can vary depending on factors such as experience, education, and the specific company or industry the auditor is working in.
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Regions Financial Corporation is a bank holding company headquartered in the Regions Center in Birmingham, Alabama. The company provides retail banking and commercial banking, trust, stockbrokerage, and mortgage services.

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