Series 7

Series 63

Hi there, I'm Douglas. My profile's still taking shape, but my enthusiasm for new connections isn't!

State University of New York at Oswego

o  Vice President overseeing the execution of asset-backed commercial paper transactions and structured funding solutions, including modeling, internal approvals, and transaction execution
o  Partnered with the Origination team to develop and deliver customized funding solutions for bank clients, enhancing client relationships and transaction outcomes
o  Modeled and priced complex funding transactions using Excel, ensuring alignment with client terms and internal funding requirements
o  Secured necessary internal approvals for transactions by synthesizing detailed information and addressing queries between Operations, Transaction Compliance, Legal and external stakeholders
o  Coordinated the execution of diverse funding transactions, including repos, securities lending, swaps, and loans, along with related hedging activities involving various securities
o  Reviewed transaction documentation and supported the valuation of securities referenced in swap transactions, ensuring accuracy and compliance

Trade Execution and Funding Specialist

o  Managed the full trade life cycle for the North American Equity Derivatives Volatility and Flow Trading Desks. Responsibilities included resetting, expiring or allocating trades, booking add ons / unwinds, or amending collateral and sales credits
o  Provide model value and cash flow calculations for Listed/OTC Options (American, European, Cliquet and Asian), Equity Swaps (Total and Price Return), Variance/Volatility Swaps, Interest Rate Swaps and Structured Notes
o  Subject Matter Expert on Interest Rate Swaps. Identified weaknesses in our Risk to Affirmation (MarkitWire) reconciliation, worked with project teams to enhance. Assisted junior traders with accurately booking and built out calculation payout sheets for OIS swaps (simple average or compounding)
o  Helped explain various Risk and PnL parameters such as Delta, Theta, Rho and Spot PnL
o  Assisted our QIS desk with setting up Open-Ended Mutual Funds, leveraged Bloomberg to create an excel file which pulled the daily NAV along with dividend amount on ex-date

Equity Derivatives Trade Support

o  Successfully managed the complete trade life cycle for North American Synthetic Financing Equity Derivatives Trading Desks
o  Dealt with client’s external pre-matching configurations (Traiana), resolved allocations/price mismatches or reset discrepancies. Booked/allocated daily trades, rerates and initial margins
o  Implemented VCON booking process for our desk, streamlining booking, reducing regulatory reporting issues, improving pre-matching to settlement, enabling hirer volume
o  Performed EOD MOC check, based off swap events that day, ensuring orders place in the market correctly hedge the swap events, thus mitigating the likelihood of mis hedges
o  Ran EOD Delta checks on all portfolios so trading was aware of any exposure they have. Ran PnL reports to capture expected and unexpected jumps

Delta One Trading Assistant

o  Implemented a post trade client service tool, resulting in enhanced internal/external communication across global regions between Middle and Back Office

Project Manager

Douglas Yorks

English

Risk Management

Financial Analysis

Research

Project Management

Networking

Troubleshooting

Communication

Market Research

Time Management

Microsoft Office

Analytical skills

Problem Solving

Negotiation

Leadership

Technical Analysis

Mentoring

Financial Modeling

Quantitative Analysis

Relationship Management

Technical skills

Client Service

Presentation

Relationship Building

Credit Analysis

Compliance

Analytics

Investor relations

Pricing

Portfolio Management

Technical

Risk assessment

Execution

Collaboration

Regulatory compliance

Trading

Market analysis

Analysis

Problem-Solving

Multi-tasking

Client development

Algorithmic trading

Analyzing

Attention-To-Detail

Structuring

Investment Banking

Credit

Derivatives

Market Knowledge

Hedging

Structured Products

Trade Execution

Hedging Strategies

Derivatives Trading

Trading Strategy

Derivative Products

Option Pricing

Options Pricing

Conflict Resolution

Emotional Intelligence

Time management

Interpersonal Skills

creativity

Organization

flexibility

Critical thinking

Attention to detail

Teamwork

collaboration

Adaptability

Douglas Yorks

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