Business Acceptance Consultant - Controls
As an Business Acceptance Consultant you will effectively communicate with registered representatives, agency personnel, and internal business partners such as Compliance, Field Inspection, and Regional Supervisory Directors and provide guidance on suitability concerns and guidelines. Determine root cause of issues, provide solutions, and resolve matters independently without management supervision. Implementation and management of operational and supervisory procedures for the firm.
Series FINRA Series 7 & 24 at time of application.
2+ years MMLIS experience or 4 years equivalent industry experience conducting suitability reviews within the brokerage/advisory space
Proven leadership abilities, with emphasis on employee professional development.
3+ years MMLIS experience
Customer Service skills
Root-Cause Analysis
Effective Time Management
Risk mitigation and negotiating
Process Improvement
Verbal communication
written communication
Attention to detail
Results-Driven
Flexibility/Adaptability
Multi tasker
According to JobzMall, the average salary range for a Business Acceptance Consultant - Controls in 60 Madison Ave, New York, NY 10010, USA is between $75,000 and $140,000. The salary range is based on the job title and geographic location. The salary includes base salary, bonuses, and other compensation.
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The Massachusetts Mutual Life Insurance Company, founded in 1851, is an American mutual life insurance company serving five million clients. With headquarters in Springfield, Massachusetts, the company employs more than 7,000 in the United States, and a total of 10,614 internationally.
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