Welcome to Kansas City! We are currently seeking a highly motivated and detail-oriented Compliance Analyst to join our team. In this role, you will be responsible for ensuring our company's adherence to industry regulations and internal policies. The ideal candidate will have a strong understanding of compliance procedures and possess excellent analytical skills. If you are passionate about compliance and have a keen eye for identifying and mitigating risks, we want to hear from you. Join us in our mission to maintain a high standard of compliance and contribute to the success of our organization.
- Conduct regular audits and reviews to assess the company's compliance with industry regulations and internal policies.
- Develop and implement compliance procedures and processes to ensure adherence to regulations and policies.
- Monitor changes in regulations and policies and communicate updates to relevant stakeholders.
- Identify potential compliance risks and work with cross-functional teams to develop and implement risk mitigation strategies.
- Collaborate with legal and regulatory teams to interpret and apply relevant laws and regulations.
- Maintain accurate and up-to-date records of compliance activities and findings.
- Train employees on compliance policies and procedures and provide ongoing support and guidance.
- Conduct investigations and respond to compliance-related incidents or complaints.
- Prepare and submit required compliance reports to regulatory agencies.
- Continuously monitor and improve the company's compliance program to ensure effectiveness and efficiency.
- Stay informed about industry trends and best practices in compliance and make recommendations for process improvements.
- Act as a liaison with external auditors and regulatory bodies during compliance audits.
- Communicate compliance updates and requirements to relevant departments and ensure timely and effective implementation.
- Collaborate with other compliance team members to share knowledge and best practices.
- Represent the company in a professional manner and uphold a high standard of ethical behavior.
Bachelor's Degree In Business Administration, Accounting, Finance, Or A Related Field.
Minimum Of 2 Years Of Experience In Compliance, Risk Management, Or Related Field.
Knowledge Of Federal And State Regulations, Including But Not Limited To Sec, Finra, And Cftc.
Strong Analytical Skills With The Ability To Interpret And Apply Complex Regulations.
Excellent Communication And Interpersonal Skills, With The Ability To Work Collaboratively With Cross-Functional Teams.
Project Management
Data Analysis
Communication
Auditing
Critical Thinking
Reporting
Risk assessment
Investigative skills
Regulatory compliance
Legal Research
Policy Development
Training And Education
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
creativity
Teamwork
Adaptability
Problem-Solving
Empathy
According to JobzMall, the average salary range for a Compliance Analyst in Kansas City, MO, USA is $55,000 to $85,000 per year. This range can vary depending on factors such as level of experience, education, and specific job duties. Some Compliance Analyst positions may also offer bonuses or other benefits. It is important to note that these salary ranges are estimates and may not reflect the exact salary offered by a specific company. It is recommended to research the salary range for a specific company before accepting a job offer.
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Kansas City sits on Missouri's western edge, straddling the border with Kansas. It's known for its barbecue, jazz heritage and fountains. Downtown, the American Jazz Museum shares a building with the Negro Leagues Baseball Museum in the historic 18th & Vine Jazz District. The Nelson-Atkins Museum of Art, with giant shuttlecocks out front, houses nearly 40,000 works of art, from ancient to contemporary collections.

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