Middle Office Specialist
Attend to phone lines in queue and service clients accordingly and efficiently within existing guidelines in both languages. Receive and execute buy/sell orders for equities, options, fixed income, structured products, mutual funds and foreign currency. Perform account maintenance services upon client request. Initiate Forms (IRA distribution, ACH, Journal, etc). Support clients for Tax reporting needs. Support RBWM/HNW brokerage trade inquiry/correction requests. Support RBWM/HNW brokerage for corporate reorgs election completion. Support Middle Office and Operations on all trade related matters and reports. Support Sales Management and Regulatory Compliance. Respond to regulatory inquiries as needed. Receive, review and analyze a variety of reports and documents for accuracy.
Minimum of two years proven and progressive service and related financial services industry experience or equivalent
Sound knowledge of investment products, markets and traditional and non-traditional service providers
Licensed Registered Representative, Series 7 and 63 mandatory AND 65 or 66 mandatory to obtain within 12 months
Language Skills: English AND Mandarin, Cantonese or Spanish highly desirable
MS Word
MS PowerPoint
Time Management Skills
Relationship development skills
MS Excel skills
Data Analysis and Presentation
Verbal communication
Driven and self-motivated
Prioritizing skills
written communication
Flexibility/Adaptability
Detail Oriented and Organized
Multi-tasking
According to JobzMall, the average salary range for a Middle Office Specialist in 452 5th Ave, New York, NY 10018, USA is $75,000 to $90,000 per year. This range can vary depending on experience, qualifications, and other factors such as location.
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HSBC Holdings Plc operates as a holding company for the HSBC Group. It provides banking and financial services through four global businesses, including Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets and Global Private Banking. The company's operating segments are organized into six geographical regions, including Europe, Hong Kong, Rest of Asia Pacific, Middle East and North Africa, North America and Latin America.
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