Head of Unauthorised Trading and Surveillance Risk Stewardship

Are you a highly skilled risk management professional with a keen eye for identifying and mitigating unauthorized trading and market surveillance risks? Do you have a strong understanding of financial markets and possess the ability to lead a team in ensuring compliance with regulatory requirements? Look no further, as HSBC is seeking a Head of Unauthorised Trading and Surveillance Risk Stewardship to oversee and manage our risk exposure in this critical area. With your expertise, you will play a crucial role in safeguarding our reputation and ensuring that our operations adhere to industry standards. If you are up for this challenge, we encourage you to apply and join our dynamic team.

1. Develop and implement policies and procedures to identify, assess, and mitigate unauthorized trading and market surveillance risks within the organization.
2. Lead a team of risk management professionals to ensure compliance with regulatory requirements and industry standards.
3. Conduct regular risk assessments and provide recommendations to senior management on areas of improvement.
4. Monitor and analyze market trends and trading activities to identify potential risks and vulnerabilities.
5. Collaborate with various departments, including Compliance, Legal, and Operations, to ensure a coordinated approach to risk management.
6. Develop and deliver training programs to increase awareness and understanding of unauthorized trading and market surveillance risks.
7. Stay updated on industry developments and regulatory changes related to risk management and make necessary adjustments to the organization's risk management strategy.
8. Conduct investigations into any suspected unauthorized trading or market surveillance violations and report findings to senior management.
9. Develop and maintain relationships with external stakeholders, including regulators and industry associations.
10. Prepare and present reports to senior management on the organization's risk exposure and mitigation efforts.
11. Collaborate with internal audit teams to ensure effective risk management practices are in place.
12. Act as a subject matter expert on unauthorized trading and market surveillance risks and provide guidance to other departments as needed.

According to JobzMall, the average salary range for a Head of Unauthorised Trading and Surveillance Risk Stewardship in London, UK is £80,000-£120,000 per year. However, this can vary depending on factors such as the size and industry of the company, the candidate's level of experience and qualifications, and the current job market conditions.

HSBC Holdings Plc operates as a holding company for the HSBC Group. It provides banking and financial services through four global businesses, including Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets and Global Private Banking. The company's operating segments are organized into six geographical regions, including Europe, Hong Kong, Rest of Asia Pacific, Middle East and North Africa, North America and Latin America.