Assistant Vice President, Compliance Markets, Regulatory Compliance

Hello there! Are you a highly skilled and experienced Compliance professional looking for a new and exciting challenge? Look no further, because we at HSBC are currently seeking an Assistant Vice President to join our Compliance Markets team as our Regulatory Compliance expert. This role is vital in ensuring that HSBC operates in accordance with all relevant laws and regulations, and we need someone with a sharp eye for detail and a strong understanding of the financial industry. If you have a passion for compliance and a desire to make a positive impact in a global organization, this could be the perfect role for you. Keep reading for more details on the qualifications and responsibilities of this position.

1. Develop and maintain a deep understanding of all relevant laws and regulations in the financial industry.
2. Monitor and assess the impact of regulatory changes on HSBC's operations and communicate any potential risks to senior management.
3. Collaborate with various departments within HSBC to ensure compliance with all applicable laws and regulations.
4. Conduct regular audits and reviews to ensure that HSBC's policies and procedures are in line with regulatory requirements.
5. Identify any potential compliance issues and work with the relevant teams to implement corrective actions.
6. Provide guidance and training to employees on compliance matters, including conducting compliance training programs.
7. Keep abreast of industry best practices and make recommendations for continuous improvement of HSBC's compliance program.
8. Serve as the main point of contact for regulatory agencies and ensure timely and accurate responses to any inquiries or requests.
9. Prepare and submit regular compliance reports to senior management and regulatory bodies.
10. Lead and participate in compliance projects and initiatives as assigned by senior management.
11. Develop and maintain relationships with internal and external stakeholders to ensure effective communication and collaboration.
12. Conduct internal investigations and handle any compliance-related incidents or breaches in a timely and efficient manner.
13. Stay up-to-date on industry trends and changes in regulatory requirements to proactively identify potential compliance risks.
14. Uphold the highest ethical standards and promote a culture of compliance within HSBC.
15. Represent HSBC in compliance-related meetings, conferences, and industry events.

According to JobzMall, the average salary range for a Assistant Vice President, Compliance Markets, Regulatory Compliance in Bengaluru, Karnataka, India is between ₹ 2,000,000 - ₹ 4,500,000 per year. This may vary depending on the specific company, industry, and level of experience.

HSBC Holdings Plc operates as a holding company for the HSBC Group. It provides banking and financial services through four global businesses, including Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets and Global Private Banking. The company's operating segments are organized into six geographical regions, including Europe, Hong Kong, Rest of Asia Pacific, Middle East and North Africa, North America and Latin America.