Analyst, Regulatory Compliance
Welcome to HSBC, a leading global banking and financial services company. We are currently seeking a highly skilled and motivated individual to join our team as an Analyst in Regulatory Compliance. In this role, you will play a crucial part in ensuring that HSBC adheres to all relevant regulatory and legal requirements, while also helping to protect our business and customers. We are looking for someone with strong analytical skills, attention to detail, and a passion for regulatory compliance. If you are a self-starter who thrives in a fast-paced and dynamic environment, we would love to hear from you. Read on for more details about this exciting opportunity.
- Conduct thorough research and analysis of regulatory requirements and ensure that HSBC is in compliance with all relevant laws and regulations.
- Monitor and review internal policies and procedures to ensure they are in line with regulatory requirements.
- Identify potential compliance risks and provide recommendations for mitigating actions.
- Collaborate with different teams across the organization to implement and maintain compliance initiatives.
- Stay up-to-date with regulatory changes and updates, and communicate them effectively to relevant stakeholders.
- Conduct regular audits and tests to assess the effectiveness of compliance measures.
- Prepare reports and presentations on compliance status and make recommendations for improvement.
- Provide training and guidance to employees on compliance related matters.
- Respond to regulatory inquiries and assist with regulatory exams.
- Maintain accurate documentation and records of compliance activities.
- Assist in developing and implementing compliance policies and procedures.
- Act as a liaison between HSBC and regulatory agencies, ensuring open communication and transparency.
- Proactively identify potential compliance issues and develop solutions to address them.
- Collaborate with other analysts to ensure consistency and efficiency in compliance processes.
- Uphold HSBC's values and ethical standards while performing all job duties.
Knowledge Of Regulatory Framework: The Ideal Candidate Should Have A Strong Understanding Of Global Regulatory Requirements And Frameworks, Including But Not Limited To, Basel Iii, Dodd-Frank Act, And Mifid Ii.
Risk Management Skills: The Role Requires The Ability To Identify, Assess, And Mitigate Regulatory Compliance Risks. Candidates Should Possess A Strong Understanding Of Risk Management Principles And Have Experience In Designing Effective Controls And Procedures.
Analytical Skills: The Analyst Should Be Able To Analyze Complex Regulations And Identify Their Impact On The Business. This Includes The Ability To Interpret Data, Perform Gap Analysis, And Provide Recommendations For Compliance.
Communication And Collaboration: Effective Communication And Collaboration Skills Are Essential For This Role. The Candidate Should Be Able To Communicate Complex Regulatory Requirements To Different Stakeholders And Work Collaboratively With Cross-Functional Teams.
Experience In Financial Services: Previous Experience In A Similar Role Within The Financial Services Industry Is Preferred. Familiarity With Hsbc’s Policies And Procedures, As Well As Knowledge Of The Banking Industry’s Regulatory Environment, Would Be Beneficial.
Communication Skills
Data Analysis
Attention to detail
Auditing
Risk assessment
Legal Research
Problem-Solving
Policy Development
Compliance monitoring
Regulatory Knowledge
Project
Financial Regulations
Communication
Conflict Resolution
Leadership
Time management
creativity
Critical thinking
Teamwork
Adaptability
Problem-Solving
Empathy
According to JobzMall, the average salary range for a Analyst, Regulatory Compliance in Azcapotzalco, Mexico City, CDMX, Mexico is between $20,000 and $40,000 USD per year. However, this can vary depending on the specific company, industry, and level of experience of the individual.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
HSBC Holdings Plc operates as a holding company for the HSBC Group. It provides banking and financial services through four global businesses, including Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets and Global Private Banking. The company's operating segments are organized into six geographical regions, including Europe, Hong Kong, Rest of Asia Pacific, Middle East and North Africa, North America and Latin America.
Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started