Senior Operational Compliance Specialist
Are you a detail-oriented and analytical professional looking for a challenging role in the financial services industry? Discover Financial Services is seeking a highly skilled Senior Operational Compliance Specialist to join our dynamic team. In this role, you will play a crucial role in ensuring our company's compliance with all regulatory requirements and operational policies. This is a fantastic opportunity for an experienced compliance specialist who is passionate about mitigating risks and driving operational excellence. If you meet the qualifications and possess a strong sense of personal accountability, we invite you to apply for this position today.
- Conduct regular audits and reviews to ensure company's compliance with all relevant laws, regulations, and policies.
- Develop and implement compliance programs and policies to mitigate risks and maintain operational excellence.
- Stay updated on industry regulations and changes in laws to ensure company's compliance.
- Collaborate with cross-functional teams to identify and address areas of non-compliance.
- Provide training and guidance to employees on compliance policies and procedures.
- Analyze and interpret complex regulations and translate them into actionable compliance requirements.
- Conduct risk assessments and develop risk management strategies.
- Investigate and resolve compliance issues and escalate as necessary.
- Prepare reports and presentations on compliance activities and results.
- Develop and maintain relationships with regulatory agencies.
- Participate in internal and external audits.
- Continuously evaluate and improve compliance processes and procedures.
- Serve as a subject matter expert on compliance matters.
- Maintain accurate and detailed records of compliance activities.
- Mentor and train junior compliance specialists.
Extensive Knowledge Of Regulatory Compliance: The Senior Operational Compliance Specialist Must Have A Deep Understanding Of The Regulatory Landscape And Be Able To Interpret And Apply Complex Regulations And Laws To Ensure Compliance Within The Company.
Strong Analytical Skills: This Role Requires The Ability To Analyze Large Amounts Of Data And Identify Potential Compliance Risks. The Senior Specialist Must Also Be Able To Develop And Implement Effective Solutions To Mitigate These Risks.
Experience In Financial Services Industry: A Solid Understanding Of The Financial Services Industry, Including Products, Services, And Operations, Is Essential For This Role. This Includes Knowledge Of Consumer Lending, Credit Cards, And Retail Banking Products.
Attention To Detail: As A Senior Specialist, Attention To Detail Is Crucial In Identifying Potential Compliance Gaps And Implementing Corrective Actions. This Includes Conducting Thorough Reviews Of Policies, Procedures, And Processes To Ensure Compliance With Regulations.
Strong Communication And Collaboration Skills: The Senior Specialist Must Be Able To Effectively Communicate Compliance Requirements To Various Stakeholders And Collaborate With Cross-Functional Teams To Ensure Compliance Measures Are Implemented Effectively. This Includes Providing Training And Guidance To Team Members And Promoting A Culture Of Compliance Within The Organization.
Quality Assurance
Process Improvement
Project Management
Vendor Management
Data Analysis
Compliance
Internal controls
Risk assessment
Audit management
Regulatory compliance
Policy Development
Training And Education
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Teamwork
Active Listening
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Operational Compliance Specialist in Riverwoods, IL 60015, USA is $80,000-$100,000 per year. This may vary depending on factors such as experience, education, and specific job duties.
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Discover Financial Services, Inc. is an American financial services company that owns and operates Discover Bank, which offers checking and savings accounts, personal loans, home equity loans, student loans and credit cards. It also owns and operates the Discover and Pulse networks, and owns Diners Club International.
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