Surveillance – Private Bank Surveillance Compliance Officer

Welcome to Deutsche Bank, a global financial institution committed to delivering exceptional services to our clients. We are currently seeking a highly skilled Surveillance Compliance Officer to join our Private Bank team. In this role, you will play a crucial part in ensuring that our private bank operations comply with all relevant laws, regulations, and industry standards. We are looking for a detail-oriented individual with a strong understanding of financial markets and regulations, who is able to work independently and in a team environment. If you are passionate about compliance and have a keen eye for detecting potential risks, we encourage you to apply for this exciting opportunity.

1. Conduct ongoing surveillance and monitoring of private bank operations to ensure compliance with all applicable laws, regulations, and industry standards.
2. Identify and investigate potential compliance risks and issues, and take appropriate action to mitigate and resolve them.
3. Keep up-to-date with changes in financial regulations and industry best practices, and implement necessary changes to maintain compliance.
4. Work closely with other team members to develop and implement compliance policies and procedures.
5. Provide guidance and support to private bank staff on compliance matters and promote a culture of compliance within the organization.
6. Conduct regular audits and reviews to assess the effectiveness of the compliance program and identify areas for improvement.
7. Prepare and submit reports to senior management and regulatory bodies as required.
8. Collaborate with internal and external stakeholders, including legal and risk management teams, to ensure a comprehensive approach to compliance.
9. Keep accurate records and documentation of all compliance activities and maintain a high level of confidentiality at all times.
10. Participate in training and development programs to enhance knowledge and skills related to compliance and financial markets.
11. Act as a point of contact for any compliance-related inquiries or concerns from clients or regulatory bodies.
12. Stay informed of industry trends and developments in order to anticipate potential compliance risks and proactively address them.
13. Foster a positive and professional working relationship with colleagues and promote a team-oriented and supportive work environment.
14. Adhere to all internal policies and procedures, as well as relevant laws and regulations, to maintain the highest level of integrity and ethical standards.
15. Continuously strive to improve and enhance the overall compliance program to ensure the highest level of service and protection for our clients.

According to JobzMall, the average salary range for a Surveillance – Private Bank Surveillance Compliance Officer in Jacksonville, FL, USA is $55,000 to $85,000 per year. However, this salary range can vary depending on factors such as experience, qualifications, and the specific company or organization hiring for the position.

Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.