Regulatory & Exam Management - Associate

Welcome to Deutsche Bank, where we are committed to providing our clients with exceptional financial services and maintaining the highest standards of regulatory compliance. We are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory & Exam Management Associate. In this role, you will play a critical role in ensuring the bank's compliance with regulatory requirements and managing regulatory exams. If you have a strong understanding of regulatory frameworks, excellent organizational skills, and the ability to thrive in a fast-paced environment, we encourage you to apply for this exciting opportunity. Join us and be a part of a dynamic team dedicated to upholding the integrity and reputation of Deutsche Bank.

1. Conduct thorough research and analysis on current regulatory frameworks to ensure the bank's compliance with all applicable laws and regulations.
2. Develop and implement processes and procedures to maintain compliance with regulatory requirements.
3. Collaborate with various departments and teams to identify potential areas of risk and implement measures to mitigate them.
4. Prepare and submit regulatory reports accurately and in a timely manner.
5. Coordinate and manage regulatory examinations, including scheduling, preparation, and follow-up activities.
6. Serve as the main point of contact for regulatory examiners and respond to any inquiries or requests for information.
7. Conduct internal audits and reviews to assess the bank's compliance with regulatory standards.
8. Stay up-to-date on changes in regulatory requirements and communicate any updates or changes to relevant stakeholders.
9. Provide training and guidance to employees on regulatory compliance and expectations.
10. Maintain accurate and organized records, documents, and reports related to regulatory compliance and exams.
11. Identify and report any potential compliance issues or violations to senior management.
12. Collaborate with external legal and compliance advisors to ensure the bank's actions align with regulatory requirements.
13. Participate in meetings and conferences related to regulatory compliance and exams.
14. Continuously evaluate and improve processes and procedures related to regulatory compliance and exam management.
15. Uphold the bank's reputation and integrity through strict adherence to regulatory standards and ethical practices.

According to JobzMall, the average salary range for a Regulatory & Exam Management - Associate in New York, NY, USA is between $87,000 and $120,000 per year. This can vary depending on the specific company, years of experience, and additional qualifications such as a master's degree or certifications.

Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.