Compliance Officer – Investment Bank Compliance – Origination & Advisory

Welcome to Deutsche Bank, a leading global investment bank with a strong commitment to compliance and ethical business practices. We are seeking a highly motivated and experienced Compliance Officer to join our team and support our Origination & Advisory business. As a Compliance Officer, you will have the opportunity to work with a dynamic and diverse team to ensure adherence to regulatory requirements and promote a culture of compliance within the bank. If you are passionate about upholding the highest standards of integrity and have a deep understanding of the investment banking industry, we encourage you to apply for this exciting opportunity.

1. Develop, implement, and maintain compliance policies and procedures for the Origination & Advisory business in accordance with regulatory requirements and industry best practices.
2. Conduct regular compliance risk assessments and monitor compliance with applicable laws, regulations, and internal policies.
3. Provide guidance and training to employees on compliance-related matters and promote a culture of compliance within the bank.
4. Review and approve marketing materials, client communications, and other documents to ensure compliance with relevant regulations and internal policies.
5. Conduct compliance reviews and investigations as needed, and promptly report any potential violations or issues to senior management.
6. Stay up-to-date on changes in regulatory requirements and industry trends, and proactively identify potential compliance risks and develop strategies to mitigate them.
7. Collaborate with various departments within the bank, including Legal, Risk Management, and Operations, to ensure coordinated and effective compliance efforts.
8. Act as a point of contact for regulatory inquiries and examinations, and assist with the preparation of regulatory filings and reports.
9. Participate in industry working groups and committees to stay informed of emerging compliance issues and best practices.
10. Serve as a trusted advisor to senior management on compliance matters, providing regular updates and recommendations to enhance the bank's compliance program.

According to JobzMall, the average salary range for a Compliance Officer – Investment Bank Compliance – Origination & Advisory in New York, NY, USA is between $90,000 and $160,000 per year. However, the exact salary can vary depending on factors such as experience, education, and specific job responsibilities. Additionally, bonuses and other forms of compensation may also be included in the overall salary package.

Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.