
AMG Trading Surveillance Analyst, AVP
Are you a highly analytical and detail-oriented individual with a passion for the financial industry? Do you thrive in a fast-paced and dynamic work environment? If so, we have an exciting opportunity for you to join our team at Deutsche Bank as an AMG Trading Surveillance Analyst, AVP. As a key member of our team, you will be responsible for monitoring and analyzing trading activities to ensure compliance with regulatory requirements and internal policies. We are looking for a candidate with strong communication skills, a strong understanding of financial markets, and a keen eye for detail. If this sounds like you, we invite you to apply and be a part of our global banking organization.
- Monitor and analyze trading activities to identify any potential compliance or regulatory issues.
- Conduct thorough investigations and analysis of trade data to identify any anomalies or suspicious activities.
- Collaborate with other team members and departments to ensure timely and accurate reporting of potential violations.
- Stay updated on industry regulations and internal policies to ensure adherence and provide recommendations for process improvements.
- Utilize various software and tools to track and report on trading activities.
- Communicate findings and recommendations to senior management and relevant stakeholders.
- Develop and maintain strong relationships with internal and external stakeholders to ensure effective communication and collaboration.
- Maintain accurate and detailed records of all surveillance activities.
- Contribute to the development and enhancement of surveillance processes and procedures.
- Provide training and guidance to junior team members as needed.
- Participate in audits and regulatory examinations.
- Proactively identify and escalate potential risks and issues to senior management.
- Collaborate with cross-functional teams to implement new surveillance tools and technologies.
- Act as a subject matter expert on trading surveillance within the organization.
- Adhere to all company policies and procedures, including those related to information security and confidentiality.
- Continuously seek opportunities for professional development and stay updated on industry best practices.
Bachelor's Degree In Finance, Economics, Or A Related Field.
Minimum Of 3-5 Years Of Experience In Trading Surveillance Or Compliance Within A Financial Institution.
Strong Understanding Of Market Regulations And Compliance Policies, Particularly In The Areas Of Equities, Fixed Income, And Derivatives.
Excellent Analytical Skills And Ability To Identify Potential Risks And Anomalies In Trading Activity.
Experience With Surveillance Software And Data Analysis Tools, Such As Actimize Or Smarts.
Financial Analysis
Communication Skills
Data Analysis
Attention to detail
Risk assessment
Investigative skills
Regulatory compliance
Problem-Solving
Compliance Reporting
Fraud detection
Market Monitoring
Communication
Conflict Resolution
Customer Service
Emotional Intelligence
Leadership
Time management
creativity
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a AMG Trading Surveillance Analyst, AVP in Bengaluru, Karnataka, India is between ₹1,500,000 to ₹2,500,000 per year. This equates to approximately $21,000 to $35,000 USD per year. The actual salary may vary depending on the individual's qualifications, experience, and the specific company they work for.
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Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.

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