Americas Regional Head of Controls Testing & Assurance (CT&A) / Americas Head of Compliance Testing
Are you a dynamic and driven individual with a strong background in compliance testing and assurance? Do you possess excellent leadership skills and a deep understanding of the regulatory landscape in the Americas? If so, we have a challenging and rewarding opportunity for you. We are currently seeking a highly qualified and experienced individual to join our team as the Americas Regional Head of Controls Testing & Assurance (CT&A) / Americas Head of Compliance Testing at Deutsche Bank. In this role, you will be responsible for overseeing the compliance testing and assurance processes across the Americas region, ensuring that our operations are in full compliance with all relevant laws and regulations. If you are ready to take on a leadership role and make a significant impact in a global organization, we invite you to apply for this position.
- Develop and implement a comprehensive compliance testing and assurance program for the Americas region in accordance with regulatory requirements and industry best practices.
- Oversee and lead a team of compliance testing professionals, providing guidance and support to ensure the successful execution of all testing activities.
- Collaborate with key stakeholders, including senior management, business units, and external auditors, to identify and assess key compliance risks and develop testing plans to mitigate these risks.
- Conduct regular reviews of existing policies, procedures, and controls to ensure they are in line with regulatory requirements and make recommendations for improvements as needed.
- Monitor and analyze regulatory developments in the Americas region, identifying potential impacts on the organization and implementing necessary changes to the compliance testing program.
- Develop and maintain relationships with regulatory agencies and industry bodies to stay abreast of emerging trends and best practices in compliance testing and assurance.
- Prepare and present comprehensive reports to senior management on the results of compliance testing and assurance activities, including any identified issues or areas for improvement.
- Provide training and support to employees on compliance policies and procedures, promoting a culture of compliance and ethical behavior within the organization.
- Oversee the remediation of any identified compliance issues and ensure timely reporting to relevant authorities.
- Drive continuous improvement of the compliance testing and assurance program by identifying and implementing process enhancements and leveraging technology solutions where applicable.
Extensive Experience In Compliance Testing And Assurance: The Ideal Candidate Should Have At Least 10 Years Of Experience In Compliance Testing And Assurance Roles, Preferably Within The Financial Services Industry. They Should Have A Deep Understanding Of Compliance Frameworks, Regulations, And Best Practices.
Strong Leadership And Management Skills: As The Americas Regional Head Of Ct&A, The Candidate Should Have Proven Experience In Leading And Managing A Team Of Compliance Professionals. They Should Be Able To Effectively Delegate Tasks, Provide Guidance, And Motivate Team Members To Achieve Results.
In-Depth Knowledge Of Americas Regulatory Environment: The Americas Regional Head Of Ct&A Will Be Responsible For Overseeing Compliance Testing And Assurance Activities Across Multiple Jurisdictions. Therefore, The Candidate Should Have A Thorough Understanding Of The Regulatory Landscape In The Americas, Including Key Requirements And Expectations Of Regulatory Bodies Such As The Sec And Finra.
Excellent Communication And Stakeholder Management Skills: This Role Will Require The Candidate To Interact With Various Stakeholders, Including Senior Management, Business Heads, And Regulators. The Candidate Should Possess Strong Communication Skills And Be Able To Build And Maintain Relationships With Stakeholders At All Levels.
Analytical And Problem-Solving Abilities: The Americas Regional Head Of Ct&A Will Be Responsible For Identifying And Assessing Potential Compliance Risks And Recommending Appropriate Actions To Mitigate Them. The Ideal Candidate Should Have Strong Analytical And Problem-Solving Skills To Effectively Evaluate Complex Situations And Provide Sound Recommendations.
Project Management
Data Analysis
Team Leadership
Risk assessment
Policy Development
Compliance monitoring
Regulatory Knowledge
Controls Testing
Audit Coordination
Financial Regulations
Assurance Management
Compliance Expertise
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
flexibility
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Americas Regional Head of Controls Testing & Assurance (CT&A) / Americas Head of Compliance Testing in New York, NY, USA is between $200,000 to $300,000 per year. However, this can vary depending on factors such as experience, company size, and industry. Some individuals in this role may earn significantly higher or lower salaries depending on their individual qualifications and performance.
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Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.
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