Comerica Bank

Compliance Specialist

Comerica Bank

Costa Mesa, CA, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Comerica Bank is looking for an experienced Compliance Specialist to join our team. The ideal candidate for this role should have an extensive background in financial services compliance, with a keen eye for detail and a commitment to upholding our bank's standards. This position is a great opportunity to join a fast-paced and dynamic team.We are looking for a Compliance Specialist who is organized, adaptable, and an excellent communicator. The successful candidate will have a deep understanding of the financial services industry, with a comprehensive knowledge of regulations and compliance requirements. We are seeking someone who is comfortable working with both internal teams and external stakeholders, and who is eager to learn and grow with our organization.The ideal candidate should have a minimum of 3-5 years of experience in financial services compliance, as well as a Bachelor's Degree in a related field. In addition, a strong working knowledge of Microsoft Office Suite, as well as experience with compliance software, is desired. The successful applicant should also be able to work effectively in a fast-paced environment, and be able to juggle multiple tasks with ease. Lastly, a passion for compliance and a commitment to upholding the highest standards of financial services is essential.

Responsibilities:

  1. Monitor and ensure compliance with relevant regulations in the financial services industry.
  2. Develop and maintain policies and procedures to ensure compliance with relevant laws and regulations.
  3. Prepare and present reports on compliance-related topics to senior management.
  4. Assist with the implementation and maintenance of compliance software systems.
  5. Analyze customer data and information to ensure compliance.
  6. Develop and deliver training programs to internal staff on regulatory requirements.
  7. Identify potential areas of non-compliance and propose corrective action.
  8. Liaise with external authorities and stakeholders to ensure compliance.
  9. Monitor changes in relevant legislation and advise management as required.
  10. Support investigations into potential compliance issues.
Where is this job?
This job is located at Costa Mesa, CA, USA
Job Qualifications
  • Excellent Written And Verbal Communication Skills

  • Bachelor's Degree In Business

  • Finance

  • Or Related Field

  • Ability To Analyze And Interpret Financial Data

  • Accounting

  • Proficiency In Microsoft Office Applications

  • Strong Knowledge Of Applicable Laws And Regulations

  • Proven Record Of Successful Compliance Management

  • Ability To Collaborate And Work With Cross-Functional Teams

  • Ability To Build And Maintain Strong Relationships With Stakeholders

Required Skills
  • Documentation

  • Financial Analysis

  • Training

  • Data Analysis

  • Communication

  • Problem Solving

  • Auditing

  • Reporting

  • Risk Analysis

  • Regulatory compliance

  • Legal Research

  • Monitoring

  • Investigation

  • Policies

  • Procedures

Soft Skills
  • Communication

  • Conflict Resolution

  • Decision Making

  • Leadership

  • Negotiation

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Compliance Specialist in Costa Mesa, CA, USA is $58,000 - $75,000. This range can vary depending on experience, qualifications, and the specific company.

Additional Information
Comerica Bank is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 7th, 2023
Apply BeforeAugust 19th, 2025
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About Comerica Bank

Comerica Incorporated is a financial services company headquartered in Dallas, Texas, and strategically aligned by three business segments: The Business Bank, The Retail Bank, and Wealth Management. In addition to Texas, Comerica Bank locations can be found in Arizona, California, Florida and Michigan, with select businesses operating in several other states, as well as in Canada and Mexico.

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