
Compliance Specialist
Comerica Bank is looking for an experienced Compliance Specialist to join our team. The ideal candidate for this role should have an extensive background in financial services compliance, with a keen eye for detail and a commitment to upholding our bank's standards. This position is a great opportunity to join a fast-paced and dynamic team.We are looking for a Compliance Specialist who is organized, adaptable, and an excellent communicator. The successful candidate will have a deep understanding of the financial services industry, with a comprehensive knowledge of regulations and compliance requirements. We are seeking someone who is comfortable working with both internal teams and external stakeholders, and who is eager to learn and grow with our organization.The ideal candidate should have a minimum of 3-5 years of experience in financial services compliance, as well as a Bachelor's Degree in a related field. In addition, a strong working knowledge of Microsoft Office Suite, as well as experience with compliance software, is desired. The successful applicant should also be able to work effectively in a fast-paced environment, and be able to juggle multiple tasks with ease. Lastly, a passion for compliance and a commitment to upholding the highest standards of financial services is essential.
Responsibilities:
- Monitor and ensure compliance with relevant regulations in the financial services industry.
- Develop and maintain policies and procedures to ensure compliance with relevant laws and regulations.
- Prepare and present reports on compliance-related topics to senior management.
- Assist with the implementation and maintenance of compliance software systems.
- Analyze customer data and information to ensure compliance.
- Develop and deliver training programs to internal staff on regulatory requirements.
- Identify potential areas of non-compliance and propose corrective action.
- Liaise with external authorities and stakeholders to ensure compliance.
- Monitor changes in relevant legislation and advise management as required.
- Support investigations into potential compliance issues.
Excellent Written And Verbal Communication Skills
Bachelor's Degree In Business
Finance
Or Related Field
Ability To Analyze And Interpret Financial Data
Accounting
Proficiency In Microsoft Office Applications
Strong Knowledge Of Applicable Laws And Regulations
Proven Record Of Successful Compliance Management
Ability To Collaborate And Work With Cross-Functional Teams
Ability To Build And Maintain Strong Relationships With Stakeholders
Documentation
Financial Analysis
Training
Data Analysis
Communication
Problem Solving
Auditing
Reporting
Risk Analysis
Regulatory compliance
Legal Research
Monitoring
Investigation
Policies
Procedures
Communication
Conflict Resolution
Decision Making
Leadership
Negotiation
Problem Solving
Time management
Interpersonal Skills
Teamwork
Adaptability
According to JobzMall, the average salary range for a Compliance Specialist in Costa Mesa, CA, USA is $58,000 - $75,000. This range can vary depending on experience, qualifications, and the specific company.
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Comerica Incorporated is a financial services company headquartered in Dallas, Texas, and strategically aligned by three business segments: The Business Bank, The Retail Bank, and Wealth Management. In addition to Texas, Comerica Bank locations can be found in Arizona, California, Florida and Michigan, with select businesses operating in several other states, as well as in Canada and Mexico.

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