Team Manager, IT Audits and SOX Compliance

Welcome to Charles Schwab, a leading financial services company dedicated to helping individuals achieve their financial goals. We are currently seeking a highly motivated and experienced individual to join our team as the Team Manager for IT Audits and SOX Compliance. In this role, you will be responsible for overseeing a team of professionals and managing the IT audit and SOX compliance processes to ensure the company's technology systems are secure and compliant. If you are a strategic thinker with a strong background in IT audits and SOX compliance, and have a passion for leading and developing a team, we encourage you to apply. Join us and make a meaningful impact in the financial industry while advancing your career at Charles Schwab.

1. Lead and manage a team of IT audit and SOX compliance professionals, providing direction, guidance, and support to ensure efficient and effective execution of responsibilities.
2. Develop and maintain a comprehensive understanding of the company's technology systems and IT audit and SOX compliance requirements.
3. Create and implement strategies and processes to ensure the company's technology systems are secure and compliant with regulatory requirements.
4. Conduct regular risk assessments and identify areas of potential vulnerability or non-compliance, and develop solutions to mitigate risk.
5. Collaborate with cross-functional teams, such as IT, finance, and legal, to ensure alignment and consistency in IT audit and SOX compliance efforts.
6. Monitor and track IT audit and SOX compliance activities, ensuring timely and accurate completion of tasks.
7. Prepare and present reports to senior management on IT audit and SOX compliance status, findings, and recommendations for improvement.
8. Stay current on industry trends and developments related to IT audits and SOX compliance, and make recommendations for process improvements as needed.
9. Foster a positive and collaborative team culture, providing coaching and development opportunities to team members to enhance skills and performance.
10. Represent the company in external audits and regulatory examinations related to IT and SOX compliance, ensuring all requirements are met and inquiries are addressed in a timely and professional manner.

According to JobzMall, the average salary range for a Team Manager, IT Audits and SOX Compliance in Lone Tree, CO, USA is $100,000 - $140,000 per year. However, this can vary depending on factors such as years of experience, specific skills and qualifications, and the size and industry of the company.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.