Are you an experienced auditor with a passion for ensuring financial accuracy and transparency? Are you ready to take your career to the next level with a leading financial institution? Charles Schwab is seeking a Senior Auditor to join our dynamic team and help us maintain the integrity of our banking operations. In this role, you will have the opportunity to use your expertise and skills to assess and improve our internal controls, identify areas for improvement, and provide valuable insights to our business partners. Join us in our mission to empower individuals to achieve their financial goals and make a positive impact on the financial industry. If you have a strong background in auditing and a drive for continuous improvement, we want to hear from you.
- Conduct thorough and comprehensive audits of the organization's financial operations to ensure compliance with regulatory and internal controls.
- Utilize expertise in auditing principles and techniques to identify areas of risk and potential areas for improvement.
- Collaborate with business partners to understand their processes and provide valuable insights and recommendations for enhancing efficiency and effectiveness.
- Analyze and evaluate financial data to identify potential red flags or discrepancies.
- Develop and maintain audit work plans, procedures, and documentation in accordance with industry standards.
- Communicate audit findings and recommendations in a clear and concise manner to management and stakeholders.
- Monitor and track the implementation of audit recommendations and ensure timely and effective resolution of any identified issues.
- Stay up-to-date with industry regulations, best practices, and emerging trends to continuously improve the audit process.
- Train and mentor junior auditors to enhance their skills and knowledge in auditing techniques.
- Participate in special projects or initiatives to support the organization's financial goals and objectives.
Extensive Experience In Auditing And Financial Analysis: A Senior Auditor At Charles Schwab Should Have A Minimum Of 5 Years Of Experience In Auditing, Preferably In The Banking Industry. They Should Possess A Deep Understanding Of Financial Analysis And Reporting, As Well As Strong Knowledge Of Auditing Standards And Procedures.
Strong Knowledge Of Banking Regulations And Compliance: As A Senior Auditor At A Bank, It Is Important To Have A Thorough Understanding Of Banking Regulations And Compliance Requirements. This Includes Knowledge Of The Dodd-Frank Act, Sarbanes-Oxley Act, And Other Relevant Regulations To Ensure The Bank's Operations Are In Compliance.
Excellent Communication And Interpersonal Skills: Senior Auditors At Charles Schwab Must Possess Excellent Communication Skills To Effectively Communicate Audit Findings And Recommendations To Stakeholders At All Levels. They Should Also Have Strong Interpersonal Skills To Build Relationships With Team Members, Clients, And Other Stakeholders.
Attention To Detail And Analytical Thinking: Attention To Detail Is Crucial For A Senior Auditor, As They Must Be Able To Identify And Analyze Potential Risks And Issues Within The Bank's Operations. They Should Also Possess Strong Analytical Skills To Interpret Complex Financial Data And Identify Trends Or Anomalies.
Professional Certification: A Professional Certification Such As Certified Internal Auditor (Cia) Or Certified Public Accountant (Cpa) Is Highly Preferred For A Senior Auditor Role At Charles Schwab. This Certification Demonstrates A Strong Understanding Of Auditing Principles And Can Enhance The Candidate's Credibility And Qualifications For The Job.
Financial Analysis
Communication Skills
Data Analysis
Attention to detail
Internal controls
Team Leadership
Risk assessment
Regulatory compliance
Fraud detection
Audit planning
Report
Accounting Expertise
Communication
Conflict Resolution
Leadership
Time management
creativity
Critical thinking
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Auditor, Bank in Austin, TX, USA is $82,000 - $115,000 per year. This may vary depending on the individual's experience, education, and the specific company they work for. Additionally, factors such as bonuses and benefits can also impact the overall salary for this role.
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Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.
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