Managing Director, Compliance Regulatory

The Charles Schwab team is looking for an experienced and driven Managing Director, Compliance Regulatory to ensure the firm is compliant with all current regulations. In this role, you will be responsible for leading and managing a team of compliance professionals. You will be a key partner in developing strategies to ensure Schwab’s compliance with applicable laws, rules and regulations.The ideal candidate for this role will have a minimum of 10 years of experience in the financial services industry, with a minimum of 5 years of experience in a compliance role. You will have strong knowledge of the securities laws, rules, and regulations and be able to collaborate effectively with key stakeholders. In addition, you will have excellent written and verbal communication skills and have experience leading, motivating and developing team members.We are looking for a leader who is passionate about compliance, has the ability to think strategically and analytically, and will thrive in a fast-paced and dynamic environment. If you are eager to contribute to the success of a world-renowned financial services company, we invite you to apply to this role.

According to JobzMall, the average salary range for a Managing Director, Compliance Regulatory in Westlake, TX, USA is between $100,000 and $160,000 per year. This range is based on the data provided by employers and job seekers in the area.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.