Managing Director, Compliance Regulatory

At Charles Schwab, we believe in helping people take control of their financial future. As our Managing Director of Compliance and Regulatory, you will play a key role in enabling our clients to have the confidence and trust that their investments are compliant and secure.We are looking for a professional who can lead and develop our Compliance and Regulatory team to ensure all regulations are met in a timely and efficient manner. As a Managing Director, you will be responsible for setting the strategy and direction of our Compliance and Regulatory team. You must have a deep knowledge of the regulations and the ability to create and maintain relationships with relevant external agencies.We are looking for a self-motivated leader who can build relationships and foster collaboration across the organization. You must have excellent communication and organizational skills, with the ability to think strategically and execute tactically. The ideal candidate will have a strong track record of successful leadership in a highly regulated environment.Above all, we are looking for a leader who is passionate about helping people achieve their financial goals. If you have the qualifications and experience we are looking for, and you are excited about the opportunity to join a leading financial services firm, we would love to hear from you.

According to JobzMall, the average salary range for a Managing Director, Compliance Regulatory in San Francisco, CA, USA is between $160,000 and $250,000 per year. This salary range can vary depending on experience, qualifications, industry, and other factors.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.