Managing Director, Compliance Regulatory

We are looking for an experienced and highly motivated Managing Director, Compliance Regulatory to join our team at Charles Schwab. This position is a key member of the Compliance Team, responsible for developing and maintaining a strong regulatory compliance program. The ideal candidate is an individual with proven experience in both the legal and regulatory aspects of financial services, as well as a thorough understanding of the regulatory environment. We are seeking a leader who is able to think critically, analyze risk, and work with stakeholders to ensure compliance with all applicable regulations.The successful candidate must possess exceptional problem-solving and communication skills and be able to work independently in a fast-paced and dynamic environment. They must be able to develop and implement strategies to stay ahead of changing regulations and provide guidance and support to internal stakeholders.If you have the qualifications and experience necessary to take on this critical role and are eager to contribute to the success of our team, we look forward to hearing from you.

According to JobzMall, the average salary range for a Managing Director, Compliance Regulatory in Chicago, IL, USA is between $175,000 and $235,000 a year. This range is based on the salaries of similar roles across the United States and may vary depending on the experience and qualifications of the individual in that role.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.