Managing Director, Compliance Regulatory

The Managing Director, Compliance Regulatory at Charles Schwab is a critical role in the organization, responsible for leading and managing the compliance and regulatory environment to ensure the organization is meeting the highest standards of legal and regulatory requirements. In this position, you will be responsible for developing and implementing strategies to maintain compliance with all applicable laws and regulations, as well as providing guidance and oversight to the organization to ensure compliance with all internal policies and procedures. The successful candidate for this role will have a Bachelor’s degree in a related field, 10+ years of experience in a Compliance and/or Regulatory role, and proven success in working in a highly regulated environment. They must be detail-oriented, organized, and have excellent communication and leadership skills. At Charles Schwab, we are proud of our commitment to regulatory compliance, and this role is essential for upholding these standards. We are looking for a passionate and driven individual to join our team and take the lead on this important responsibility.

According to JobzMall, the average salary range for a Managing Director, Compliance Regulatory in Austin, TX, USA is approximately $100,000 - $200,000 per year. This salary range is based on a variety of factors, including experience level, education, and the size and scope of the company for which the Managing Director, Compliance Regulatory works.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.