Charles Schwab

Internal Audit Manager, Standards and Training

Charles Schwab

Austin, TX, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Welcome to Charles Schwab, a leading financial services company with a dedication to helping individuals achieve their financial goals. We are currently seeking an Internal Audit Manager, Standards and Training to join our dynamic team.As the Internal Audit Manager, Standards and Training, you will play a crucial role in upholding our high standards of internal control and risk management. You will be responsible for developing and implementing training programs to ensure our employees are equipped with the necessary knowledge and skills to maintain compliance with regulatory requirements and industry best practices.To be successful in this role, you must have a strong background in internal audit and risk management, as well as experience in developing and delivering training programs. A keen attention to detail and excellent communication skills are also essential for this position.Join us at Charles Schwab and become a part of a team that is committed to empowering individuals to take control of their financial future. Apply now to join our team as the Internal Audit Manager, Standards and Training.

  1. Develop and implement training programs to ensure employees are knowledgeable and skilled in maintaining compliance with regulatory requirements and industry best practices.
  2. Monitor and assess the effectiveness of existing internal control and risk management processes, and make recommendations for improvements.
  3. Conduct regular audits to identify any potential risks or deficiencies in internal control processes.
  4. Collaborate with cross-functional teams to ensure consistency and alignment of internal control processes and procedures.
  5. Develop and maintain relationships with key stakeholders to ensure understanding and support of internal audit initiatives.
  6. Stay current with industry trends and regulatory changes to ensure training programs and internal control processes are up-to-date and in compliance.
  7. Communicate effectively with employees at all levels of the organization to promote understanding and adherence to internal control processes and training programs.
  8. Analyze data and metrics to identify areas for improvement and make data-driven recommendations.
  9. Provide guidance and support to employees on internal control processes and procedures.
  10. Develop and maintain training materials and resources for ongoing use by employees.
  11. Act as a subject matter expert on internal control and risk management for the organization.
  12. Lead and mentor a team of internal audit professionals to ensure high-quality training and audit processes.
  13. Collaborate with external auditors and regulatory agencies as needed.
  14. Participate in strategic planning and decision making for the internal audit department.
  15. Continuously evaluate and improve internal control and risk management processes to maintain the highest standards.
Where is this job?
This job is located at Austin, TX, USA
Job Qualifications
  • Bachelor's Or Master's Degree In Accounting, Finance, Or Related Field.

  • Professional Certification Such As Certified Internal Auditor (Cia) Or Certified Public Accountant (Cpa).

  • Minimum Of 7 Years Of Experience In Internal Auditing, Preferably In Financial Services Industry.

  • Strong Knowledge Of Auditing Standards And Regulations, Including Sox And Coso.

  • Excellent Communication And Leadership Skills, With The Ability To Train And Develop A Team Of Audit Professionals.

Required Skills
  • Financial Analysis

  • Quality Assurance

  • Process Improvement

  • Project Management

  • Internal controls

  • Data Analytics

  • Team Leadership

  • Compliance Management

  • Risk assessment

  • Training Development

  • Audit planning

  • Regulatory Knowledge

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Time management

  • creativity

  • Teamwork

  • Active Listening

  • Adaptability

  • Problem-Solving

  • Empathy

Compensation

According to JobzMall, the average salary range for a Internal Audit Manager, Standards and Training in Austin, TX, USA is between $94,000 to $132,000 per year. This can vary depending on the specific company, experience level, and other factors.

Additional Information
Charles Schwab is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedAugust 29th, 2024
Apply BeforeApril 11th, 2026
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About Charles Schwab

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

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