Director, Head of Employee Compliance

We are seeking a highly motivated and experienced Director, Head of Employee Compliance to join our team at Charles Schwab. This position will be integral in leading the development and implementation of our compliance program. The ideal candidate will have extensive experience in employee compliance, a thorough understanding of relevant laws and regulations, and a commitment to upholding the highest ethical standards in all aspects of the business. They must possess excellent communication and problem-solving skills, and have the ability to think strategically and proactively in order to identify and mitigate risk. If you are passionate about compliance, have a positive attitude and are looking for an opportunity to make a difference, we'd love to hear from you!

According to JobzMall, the average salary range for a Director, Head of Employee Compliance in Austin, TX, USA is $100,000 to $175,000. This range is based on the current salaries for individuals in this role that are advertised on the JobzMall website.

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.