
Associate, Business Unit Risk
At Charles Schwab, we are dedicated to providing our clients with the highest level of service and support. As an Associate of the Business Unit Risk team, you will play a critical role in identifying and assessing potential risks within our business units. This is an exciting opportunity to join a dynamic and growing company, and make a meaningful impact on our risk management strategy. We are seeking a highly analytical and detail-oriented individual with a strong understanding of risk management principles. If you are passionate about mitigating risk and thrive in a collaborative, fast-paced environment, this may be the perfect role for you.
- Conduct regular risk assessments to identify potential risks within our business units.
- Analyze data and information to evaluate the impact and likelihood of identified risks.
- Collaborate with cross-functional teams to develop and implement risk management strategies.
- Monitor and track risk mitigation efforts and provide regular updates to senior management.
- Develop and maintain risk management policies and procedures.
- Stay informed on industry trends and best practices in risk management.
- Communicate risk findings and recommendations to relevant stakeholders.
- Participate in the development of risk management training programs for employees.
- Assist in the implementation of risk management tools and systems.
- Conduct regular audits to ensure compliance with risk management policies and procedures.
- Facilitate risk management discussions and workshops with business unit leaders.
- Identify and report emerging risks to senior management.
- Continuously assess and improve the effectiveness of risk management processes.
- Collaborate with external partners and regulators on risk management initiatives.
- Maintain confidentiality and adhere to ethical standards in handling sensitive information.
Bachelor's Degree In Finance, Business, Or A Related Field.
Minimum Of 2-3 Years Of Experience In Risk Management Or A Related Field.
Strong Understanding Of Financial Markets And Products, Including Equities, Fixed Income, And Derivatives.
Proven Analytical Skills And Ability To Identify And Mitigate Potential Risks.
Excellent Communication And Collaboration Skills, With The Ability To Work Effectively With Cross-Functional Teams.
Risk Management
Financial Analysis
Project Management
Data Analysis
Risk assessment
Team collaboration
Problem-Solving
Compliance monitoring
Regulatory Knowledge
Process
Stakeholder Communication
Audit Preparation
Communication
Emotional Intelligence
Leadership
Time management
Interpersonal Skills
Organization
Critical thinking
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Associate, Business Unit Risk in Westlake, TX, USA is $70,000 - $90,000 per year. This may vary depending on the specific company, industry, and level of experience. Some companies may also offer additional benefits such as bonuses, commissions, and stock options.
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Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

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