Capital One

Senior Auditor, Quality Assurance

Capital One

Plano, TX, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Are you a seasoned auditor with a passion for ensuring quality and accuracy? Are you looking to join a dynamic and innovative team at one of the top financial institutions in the country? Then look no further, as Capital One is seeking a highly experienced and motivated Senior Auditor, Quality Assurance to join our Quality Assurance team. In this role, you will play a critical role in ensuring the integrity and effectiveness of our internal controls and processes. As a member of our team, you will have the opportunity to collaborate with a diverse group of professionals and make a meaningful impact on our organization. We are seeking candidates with a strong background in auditing and quality assurance, as well as exceptional analytical and communication skills. If you are ready for a new challenge and want to be a part of a company that values excellence, then we invite you to apply for this exciting opportunity at Capital One.

  1. Conduct audits to assess the effectiveness of internal controls and processes within Capital One.
  2. Identify and analyze potential risks and control deficiencies, and make recommendations for improvement.
  3. Develop and maintain strong relationships with key stakeholders to ensure effective communication and collaboration.
  4. Create and execute audit plans and procedures in accordance with industry standards and company policies.
  5. Review and evaluate documentation, processes, and procedures for compliance with regulatory requirements.
  6. Prepare and present audit findings and recommendations to senior management.
  7. Monitor and track the implementation of corrective actions to address identified issues.
  8. Stay current on relevant industry regulations and best practices to continuously improve audit processes and procedures.
  9. Train and mentor junior auditors to ensure their professional development within the team.
  10. Work closely with other departments and teams to promote a culture of quality and accuracy across the organization.
  11. Collaborate with external auditors and regulators during audits and examinations.
  12. Contribute to the development and maintenance of quality assurance policies, procedures, and standards.
  13. Provide guidance and support to business units to implement and maintain effective internal controls and processes.
  14. Conduct special projects and investigations as assigned by senior management.
  15. Uphold the company's code of ethics and standards of conduct in all job responsibilities.
Where is this job?
This job is located at Plano, TX, USA
Job Qualifications
  • Extensive Experience In Auditing: The Ideal Candidate For A Senior Auditor, Quality Assurance Position At Capital One Should Have A Minimum Of 5 Years Of Experience In Auditing, Preferably In The Financial Services Industry. This Experience Should Include Conducting Internal And External Audits, Evaluating Controls And Processes, And Identifying Areas For Improvement.

  • Strong Analytical Skills: As A Senior Auditor, Quality Assurance, The Candidate Should Possess Strong Analytical Skills To Assess Data, Identify Trends, And Draw Conclusions. They Should Be Able To Use Data Analysis Tools And Techniques To Identify Potential Risks And Control Weaknesses.

  • Knowledge Of Regulatory Requirements: The Senior Auditor, Quality Assurance Should Have A Thorough Understanding Of Relevant Regulations And Industry Standards, Such As Sarbanes-Oxley, Coso, And Pcaob. They Should Be Able To Apply This Knowledge To Auditing Activities And Ensure Compliance With Regulatory Requirements.

  • Excellent Communication Skills: To Effectively Communicate Audit Findings, The Senior Auditor, Quality Assurance Should Have Excellent Verbal And Written Communication Skills. They Should Be Able To Prepare Clear And Concise Reports And Effectively Communicate With Stakeholders At All Levels Of The Organization.

  • Leadership And Teamwork Abilities: As A Senior Auditor, Quality Assurance, The Candidate Should Be Able To Lead And Manage A Team Of Auditors And Work Collaboratively With Other Departments And Teams Within The Organization. They Should Possess Strong Leadership Skills, Be Able To Delegate Tasks, And Foster A Positive And Collaborative Team Environment.

Required Skills
  • Financial Analysis

  • Process Improvement

  • Communication Skills

  • Data Analysis

  • Quality Control

  • Report Writing

  • Team Leadership

  • Risk assessment

  • Problem-Solving

  • Compliance monitoring

  • Audit planning

  • Regulatory Knowledge

Soft Skills
  • Communication

  • Conflict Resolution

  • Emotional Intelligence

  • Leadership

  • Time management

  • creativity

  • Attention to detail

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Senior Auditor, Quality Assurance in Plano, TX, USA is $90,000 - $130,000 per year. However, this can vary depending on the specific company, years of experience, and additional skills and qualifications.

Additional Information
Capital One is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedDecember 29th, 2023
Apply BeforeMay 22nd, 2025
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About Capital One

Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.

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