Senior Auditor, Financial Crimes Compliance
Are you an experienced auditor with a passion for fighting financial crimes? Do you thrive in a fast-paced and collaborative environment? If so, we have an exciting opportunity for you to join our team as a Senior Auditor in Financial Crimes Compliance at Capital One. In this role, you will play a critical role in ensuring our company's compliance with anti-money laundering laws and regulations. We are seeking a highly qualified individual who is detail-oriented, analytical, and possesses strong communication skills. Join us in our mission to protect our customers and our company from financial crimes.
- Conduct thorough and independent audits to assess the effectiveness of the company's financial crimes compliance program.
- Identify potential areas of risk and non-compliance and make recommendations for improvement.
- Stay up-to-date on relevant laws, regulations, and industry best practices related to financial crimes compliance.
- Collaborate with cross-functional teams to develop and implement strategies to mitigate financial crimes risks.
- Conduct investigations and gather evidence to support audit findings.
- Prepare comprehensive and accurate audit reports for senior management and regulatory agencies.
- Communicate audit findings and recommendations to stakeholders in a clear and concise manner.
- Provide guidance and training to team members on financial crimes compliance policies and procedures.
- Foster a culture of compliance by promoting awareness and understanding of financial crimes risks and responsibilities.
- Support the company's commitment to ethical and responsible business practices.
Strong Knowledge And Understanding Of Financial Crimes Compliance Regulations And Laws, Including But Not Limited To The Bank Secrecy Act (Bsa), Anti-Money Laundering (Aml), And Office Of Foreign Assets Control (Ofac) Requirements.
Minimum Of 5 Years Of Experience In A Compliance Or Audit Role, With A Focus On Financial Crimes And Fraud Prevention.
Proven Track Record Of Developing And Implementing Effective Compliance Programs, Policies, And Procedures.
Excellent Analytical Skills And Ability To Identify Potential Risks And Fraud Patterns Through Data Analysis And Investigative Techniques.
Strong Communication And Interpersonal Skills, With The Ability To Collaborate And Build Relationships With Various Stakeholders, Including Regulators, Auditors, And Business Partners.
Data Analysis
Report Writing
Internal controls
Risk assessment
Due Diligence
Fraud detection
Compliance monitoring
Audit planning
Regulatory Knowledge
Investigative Techniques
Aml/Cft Laws
Communication
Conflict Resolution
Leadership
Time management
creativity
Organization
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Auditor, Financial Crimes Compliance in Plano, TX, USA is $90,000 to $120,000 per year. This range can vary depending on factors such as experience, qualifications, and the specific company and industry.
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Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.
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