Capital One

Risk Manager, SOX Advisory Team

Capital One

McLean, VA, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Are you a highly motivated and detail-oriented individual with a passion for risk management? Are you looking for an opportunity to join a dynamic and innovative company? Look no further than Capital One's SOX Advisory Team! We are currently seeking a dedicated Risk Manager to join our team and play a key role in ensuring compliance with the Sarbanes-Oxley Act (SOX). In this role, you will have the opportunity to utilize your expertise in risk management to help protect our company and its stakeholders. If you have a strong background in risk management and a desire to make an impact, we want to hear from you!

  1. Develop and implement risk management strategies to ensure compliance with the Sarbanes-Oxley Act (SOX).
  2. Conduct thorough risk assessments and identify potential areas of vulnerability within the organization.
  3. Collaborate with various departments and teams to develop and maintain effective internal controls to mitigate risks.
  4. Monitor and review the effectiveness of current risk management processes and make recommendations for improvement.
  5. Stay up-to-date on changes and updates to SOX regulations and ensure the organization is in compliance.
  6. Provide guidance and support to colleagues and teams on risk management policies and procedures.
  7. Analyze and report on risk management data to senior management and other stakeholders.
  8. Develop and maintain relationships with external auditors to facilitate SOX compliance audits.
  9. Train and educate employees on risk management and SOX compliance to promote a risk-aware culture.
  10. Continuously monitor and evaluate potential risk factors and recommend proactive measures to mitigate them.
  11. Collaborate with cross-functional teams to implement risk management solutions and initiatives.
  12. Communicate effectively with all levels of the organization, including senior management, to ensure understanding and alignment on risk management strategies and priorities.
  13. Participate in special projects and initiatives related to risk management and compliance as needed.
  14. Maintain accurate and detailed records of risk assessments, mitigation strategies, and compliance activities.
  15. Uphold high ethical standards and promote a culture of integrity and accountability within the organization.
Where is this job?
This job is located at McLean, VA, USA
Job Qualifications
  • Bachelor's Degree In Accounting, Finance, Or Related Field.

  • Minimum Of 3 Years Of Experience In Risk Management, Sox Compliance, Or Internal Audit.

  • Strong Understanding Of Sox Regulations And Their Impact On Financial Reporting And Internal Controls.

  • Excellent Analytical And Problem-Solving Skills With The Ability To Identify And Mitigate Risks.

  • Effective Communication And Collaboration Skills, With Experience Working Cross-Functionally With Various Teams And Departments.

Required Skills
  • Process Improvement

  • Project Management

  • Data Analysis

  • Report Writing

  • Internal controls

  • Compliance Management

  • Risk assessment

  • Risk Mitigation

  • Audit planning

  • Regulatory Knowledge

  • Stakeholder Communication

Soft Skills
  • Communication

  • Emotional Intelligence

  • Leadership

  • Time management

  • Interpersonal Skills

  • creativity

  • Critical thinking

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Risk Manager, SOX Advisory Team in McLean, VA, USA is $95,000-$120,000 per year. However, this can vary depending on factors such as the size and industry of the company, the experience and qualifications of the individual, and the specific responsibilities and scope of the role. Additionally, salaries may also include bonuses and other benefits.

Additional Information
Capital One is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMarch 20th, 2025
Apply BeforeMay 22nd, 2025
This job posting is from a verified source. 

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About Capital One

Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.

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