Regulatory Affairs Advisor & Liaison

At Capital One, we believe in making a difference in the lives of our customers and communities. As a Regulatory Affairs Advisor & Liaison, you will play a crucial role in ensuring that our company adheres to all regulatory requirements and maintains a strong relationship with regulatory agencies. We are looking for an experienced and detail-oriented individual with a passion for compliance and a strong understanding of financial regulations. If you are a strategic thinker and a strong communicator with a drive to make a positive impact, we encourage you to apply for this exciting opportunity.

1. Develop and maintain a thorough understanding of all relevant regulatory requirements and updates in the financial industry.
2. Proactively monitor and assess potential regulatory risks and issues that may impact the company.
3. Collaborate with internal departments, including Legal, Risk Management, and Compliance, to ensure alignment with regulations.
4. Serve as the main point of contact for all regulatory agencies and facilitate communication and information requests.
5. Conduct regular audits and assessments to ensure compliance with regulatory requirements.
6. Develop and implement policies and procedures to ensure adherence to regulations.
7. Stay informed of industry best practices and provide recommendations for process improvements and compliance enhancements.
8. Prepare and submit necessary regulatory filings and reports accurately and on time.
9. Train and educate employees on regulatory requirements and compliance best practices.
10. Participate in regulatory exams and audits and assist in the resolution of any findings.
11. Maintain a strong relationship with regulatory agencies and serve as a liaison between them and the company.
12. Monitor changes in regulatory landscape and communicate potential impacts to relevant stakeholders.
13. Proactively identify potential areas of non-compliance and recommend corrective actions.
14. Stay up-to-date on industry trends and changes in regulations and incorporate them into compliance strategies.
15. Conduct risk assessments and develop risk mitigation plans to address potential compliance issues.
16. Provide timely and accurate updates to senior management on regulatory matters.
17. Represent the company in regulatory meetings and conferences.
18. Collaborate with cross-functional teams to ensure compliance is integrated into business processes.
19. Maintain accurate and organized records of all regulatory communications and actions.
20. Continuously evaluate and improve the company's regulatory compliance program.

According to JobzMall, the average salary range for a Regulatory Affairs Advisor & Liaison in Atlanta, GA, USA is $80,000-$120,000 per year. This range can vary depending on the specific industry and level of experience of the individual. Additionally, factors such as education, certifications, and job responsibilities can also impact salary.

Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.