Principal Auditor, Financial Crimes Compliance
Are you a seasoned auditor looking for a challenging and dynamic role in the financial industry? Look no further! Capital One is seeking a highly skilled and experienced Principal Auditor to join our Financial Crimes Compliance team. As a Principal Auditor, you will play a crucial role in ensuring the integrity and compliance of our financial crime prevention programs. We are looking for a self-motivated and detail-oriented individual with a strong understanding of financial crimes compliance regulations and experience in leading and executing audits. If you are passionate about mitigating risks and promoting a culture of compliance, we want to hear from you!
- Conduct comprehensive and thorough audits of Capital One's financial crime prevention programs to ensure compliance and effectiveness.
- Lead and manage audit engagements, including planning, execution, and reporting, to identify potential risks and areas for improvement.
- Develop and maintain a deep understanding of financial crimes compliance regulations, industry best practices, and internal policies and procedures.
- Collaborate with cross-functional teams, including Compliance, Risk Management, and Legal, to gather information and evaluate the effectiveness of controls.
- Analyze data and documentation to identify patterns and trends that may indicate potential risks or compliance issues.
- Identify areas for process improvement and make recommendations to enhance controls and mitigate risks.
- Communicate audit findings and recommendations to senior management and provide guidance on remediation efforts.
- Keep up-to-date with changes in regulatory requirements and industry trends to ensure audits are conducted in line with current standards.
- Mentor and provide guidance to junior auditors to develop their skills and knowledge in financial crimes compliance.
- Promote a culture of compliance by raising awareness and providing training and guidance to employees on financial crimes compliance policies and procedures.
Strong Knowledge Of Financial Crimes Compliance Regulations And Industry Standards, Including Aml, Kyc, And Ofac Requirements.
Proven Experience In Leading And Conducting Comprehensive Financial Crime Audits, Including Risk Assessment, Testing, And Reporting.
Excellent Analytical Skills And The Ability To Interpret Complex Data And Identify Potential Compliance Issues.
Demonstrated Leadership Skills And Experience In Managing A Team Of Auditors, Including Providing Guidance And Feedback, And Promoting A Culture Of Compliance.
Strong Communication And Interpersonal Skills, With The Ability To Effectively Collaborate With Stakeholders At All Levels Of The Organization And Present Audit Findings To Senior Management.
Financial Analysis
Data Analysis
Communication
Team Management
Auditing
Analytical Thinking
Compliance
Risk assessment
Investigative skills
Problem-Solving
Fraud detection
Regulatory Knowledge
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Principal Auditor, Financial Crimes Compliance in McLean, VA, USA is $120,000-$140,000 per year. However, this can vary depending on factors such as experience, education, and specific job responsibilities.
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Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.
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