
Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)
Welcome to the exciting world of risk management audit at Capital One! We are currently seeking an experienced Senior Auditor to join our team as a Principal Auditor. In this role, you will have the opportunity to lead and execute risk management audits across our diverse portfolio of products and services. As a hybrid position, you will have the chance to utilize both your auditing and risk management skills, making this a unique and dynamic opportunity. Our ideal candidate is a seasoned professional with a strong background in audit, risk management, and a passion for driving business success. If you are a motivated self-starter with excellent communication and leadership abilities, we encourage you to apply for this role. Join our team and be a part of shaping the future of risk management at Capital One.
- Conduct risk management audits of various products and services within Capital One's portfolio.
- Lead audit teams and oversee the execution of risk management audits.
- Utilize both auditing and risk management skills to identify and assess potential risks and provide recommendations for improvement.
- Stay up-to-date on industry trends and regulations to ensure audits are conducted in accordance with best practices and compliance standards.
- Communicate audit findings and recommendations to senior management and stakeholders.
- Develop and maintain strong relationships with key stakeholders to ensure effective collaboration and communication.
- Monitor and track the implementation of audit recommendations to ensure timely and effective resolution.
- Mentor and train junior auditors on risk management processes and procedures.
- Contribute to the development and enhancement of risk management audit methodologies and processes.
- Collaborate with cross-functional teams to identify areas for improvement and implement risk management strategies.
- Serve as a subject matter expert on risk management practices and provide guidance to business units.
- Take ownership of assigned projects and proactively identify and address any potential issues.
- Maintain a high level of integrity and professionalism in all audit activities.
- Stay informed about industry developments and best practices in risk management to continuously improve audit processes.
- Embody Capital One's core values and promote a culture of excellence and innovation within the audit team.
Extensive Audit Experience - A Principal Auditor At Capital One Should Have A Minimum Of 5-7 Years Of Experience In Audit, With A Focus On Risk Management Audits. This Experience Should Include Leading And Executing Audits Independently, As Well As Managing Audit Teams.
Strong Knowledge Of Risk Management - The Ideal Candidate Should Possess A Deep Understanding Of Risk Management Principles, Frameworks, And Methodologies. This Includes A Working Knowledge Of Industry Regulations And Best Practices Related To Risk Management.
Audit Certification - A Principal Auditor Should Have A Relevant Audit Certification Such As Cpa, Cia, Or Cisa. This Certification Demonstrates A Level Of Expertise And Commitment To The Audit Profession.
Leadership Skills - This Role Requires The Ability To Lead And Manage Audit Teams Effectively, As Well As Collaborate With Stakeholders Across Different Levels Of The Organization. The Candidate Should Have A Track Record Of Successfully Leading And Motivating Teams To Deliver High-Quality Audit Results.
Excellent Communication And Analytical Skills - As A Principal Auditor, The Candidate Will Be Responsible For Communicating Audit Findings And Recommendations To Senior Management. Therefore, Strong Written And Verbal Communication Skills Are Essential. Additionally, The Candidate Should Possess Strong Analytical Skills To Identify And Assess Risks And Provide Actionable Insights To Improve Risk Management Processes.
Financial Analysis
Process Improvement
Data Analysis
Team Management
Internal controls
Risk assessment
Compliance review
Fraud detection
Audit planning
Project
Control Testing
Reporting & Communication
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Teamwork
Active Listening
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid) in New York, NY, USA is $90,000-$120,000 per year. This can vary depending on factors such as location, company size, and level of experience. Some larger companies may offer higher salaries, while smaller companies may offer lower salaries. Additionally, individuals with specialized skills or certifications may also command higher salaries.
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Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.

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