Financial Crimes Compliance- Audit Manager

Are you a highly skilled and driven individual looking for a challenging and rewarding career in financial crimes compliance? Capital One is seeking a dynamic and experienced Audit Manager to join our team and help us ensure the highest level of compliance with all relevant regulations and laws. As the Financial Crimes Compliance Audit Manager, you will play a crucial role in protecting our organization against financial crimes and maintaining the trust of our customers and stakeholders. We are looking for a detail-oriented and analytical professional with a strong background in financial crimes compliance and audit experience. If you have a passion for mitigating risks and upholding ethical standards, we want to hear from you!

1. Develop and implement strategies to ensure compliance with all relevant regulations and laws related to financial crimes.
2. Conduct audits to assess the effectiveness of current compliance policies and procedures.
3. Identify potential areas of risk and develop mitigation plans to address them.
4. Stay up-to-date on industry developments, changes in regulations, and emerging risks related to financial crimes.
5. Collaborate with cross-functional teams to implement and monitor compliance-related initiatives.
6. Create and maintain detailed audit reports, including findings and recommendations for improvement.
7. Communicate audit results and recommendations to senior management and stakeholders.
8. Train and educate employees on compliance policies and procedures.
9. Work with external auditors and regulators to ensure compliance with all necessary regulations.
10. Lead and manage a team of auditors to ensure timely and thorough completion of all audits.
11. Foster a culture of compliance and ethical standards within the organization.
12. Continuously review and update compliance policies and procedures to ensure they are aligned with industry best practices.
13. Conduct investigations into potential instances of financial crimes and provide recommendations for remediation.
14. Maintain accurate and organized records of all audit activities.
15. Represent the organization in compliance-related meetings, conferences, and industry events.

According to JobzMall, the average salary range for a Financial Crimes Compliance- Audit Manager in McLean, VA, USA is $110,000-$135,000 per year. However, this can vary depending on experience, education, and other factors.

Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.